UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
February, 2007
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
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This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
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EXHIBIT INDEX
1. Director/PDMR Shareholding dated 9 January 2007
2. Base Rate Change dated 11 January 2007
3. Partial Repurchase dated 12 January 2007
4. Partial Repurchase dated 17 January 2007
5. Partial Repurchase dated 18 January 2007
6. Total Voting Rights dated 19 January 2007
7. Partial Repurchase dated 22 January 2007
8. Partial Repurchase dated 24 January 2007
9. ERR dated 24 January 2007
10. Notice dated 25 January 2007
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: February 1, 2007 By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: February 1, 2007 By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
Exhibit 1.
9 January 2007
Director/PDMR shareholding: Disclosure Rules 3.1.4R(1)(a) and 3.1.4R(1)(b)
The trustee of the Barclays Group Sharepurchase Plan ("the Plan"), an HM Revenue
and Customs approved all-employee share plan, informed the Company on 8 January
2007 that it had on 8 January 2007 purchased, and now held as bare trustee of
the Plan, the following ordinary shares in the capital of Barclays PLC for the
following directors/Persons Discharging Managerial Responsibility (PDMRs) at a
price of 762.00p per share:
Director/PDMR Number of Shares
Mr G A Hoffman 16
Mr J S Varley 16
Mr L C Dickinson 14
The Plan now includes Matching Shares provided by the Company on a 1:1 basis up
to the first GBP600 per annum invested by the participant under the Plan. The
number of shares purchased on 8 January 2007 for each director/PDMR above
includes the Matching Shares.
The revised total shareholding for each director following these transactions is
as follows:
Director Beneficial Holding Non Beneficial
Holding
Mr G A Hoffman 319,202 -
Mr J S Varley 375,069 -
In addition to these transactions, the trustees of all the Barclays Group
employees' benefit trusts hold a total of 165,645,889 ordinary shares in
Barclays PLC. The executive directors of Barclays PLC are amongst the potential
beneficiaries under these trusts and are therefore regarded for Companies Act
purposes as being interested in the Barclays PLC ordinary shares held in them.
Exhibit 2.
11 January 2007
BARCLAYS BANK INCREASING BASE RATE
Barclays Bank is increasing its base rate by 0.25 per cent to 5.25 per cent with
effect from today, 11 January 2007.
Exhibit 3.
Barclays Bank PLC
Barclays Bank Series S049 ISIN XS0249213520-
Maturity date 23 Mar 07 - GBP 5,272,000
Please be advised that the following issue has been repurchased for GBP 28,000
on 04 Jan 2007.
The outstanding balance will therefore be GBP 5,244,000.
Please amend your records accordingly.
Exhibit 4.
Barclays Bank PLC
Barclays Bank Series S065 ISIN XS0254088452 -
Maturity Date 14 May 07 - GBP 3,459,000
Please be advised that the above issue has been repurchased for GBP 14,000 on 09
Jan 2007. The outstanding balance will therefore be GBP 3,445,000
Please amend your records accordingly.
Exhibit 5
BARCLAYS BANK PLC Barclays Bank Series 7325 ISIN XS0271073206 -
Maturity Date 30 Oct 08 - USD 14,500,000
Please be advised the following issue has been repurchased for USD 200,000 on
17 Jan 07.
The outstanding balance will therefore be USD 14,300,000
Please amend your records accordingly.
Exhibit 6
19 January 2007
Barclays PLC - Voting Rights and Capital
In conformity with the Transparency Directive's transitional provision 6,
Barclays PLC's issued share capital consists of 6,535,642,885 ordinary shares
with voting rights and 875,000 staff shares with voting rights as at 15 January
2007. There are no ordinary shares held in Treasury.
Therefore, the total number of voting rights in Barclays PLC is 6,536,517,885.
The above figure (6,536,517,885) may be used by shareholders as the denominator
for the calculations by which they will determine if they are required to notify
their interest in, or a change to their interest in, Barclays PLC under the
FSA's Disclosure and Transparency Rules.
Exhibit 7.
Barclays Bank PLC
Barclays Bank Series S049 ISIN XS0249213520 -
Maturity Date 23 Mar 07 - GBP 5,244,000
Please be advised the following issue has been repurchased for GBP 49,000 on
12 Jan 07
The outstanding balance will therefore be GBP 5,195,000
Exhibit 8
Barclays Bank PLC Barclays Bank PLC Series 6560 ISIN XS0258069136
Maturity Date 16 Jul 2007 - DKK 100,000,000
Please be advised that the following issue has been repurchased for DKK 500,000
on 19 Jan 07. The outstanding balance will therefore be DKK 99,500,000
Please amend your records accordingly.
Exhibit 9
Barclays Bank PLC
Barclays Bank PLC Series 5814 ISIN XS0246270986
Maturity Date 18 Sep 2007 - EUR 389,231,000
Please be advised that the following issue has been repurchased for EUR 10,000
on 19 Jan 2007. The outstanding balance will therefore be EUR 389,221,000
Please amend your records accordingly.
Exhibit 10
THIS NOTICE IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION
Barclays Bank PLC
(Incorporated with limited liability in England and Wales)
(the "Issuer")
Series 2006 -AQ
USD 30,000,000 Principal Protected CDO Coupon Linked Notes due 2021
pursuant to a USD 5,000,000,000 Credit Linked Note Programme
(the "Notes")
NOTICE
NOTICE IS HEREBY GIVEN that the Issuer has made the following changes to the
Prospectus dated 28 March 2006 relating to the Notes. Terms used in this
announcement shall have the same meanings as terms used in the Prospectus unless
otherwise defined.
Amendments to the Supplement (set out at Schedule 1 to the Prospectus)
1. Paragraph 11(vii) has been amended by:
(a) inserting the following paragraph after sub-paragraph (ii) (Additional
Amounts) as a new sub-paragraph (iii) (Reference Tranche Payment Amounts):
"Reference Tranche Payment Amounts
(iii) In addition, on the Reference Tranche Payment Date, the Issuer shall pay
in respect of each Note an amount equal to the Relevant Proportion of the
Reference Tranche Payment Amount in respect of each Note to Noteholders.";
(b) re-numbering sub-paragraph (iii) as sub-paragraph (iv);
(c) deleting the semicolon at the end of the definition of "Base Interest
Amount" and substituting "." therefor;
(d) deleting the semicolon at the end of the definition of "Credit Linked
Factor" and substituting "." therefor;
(e) inserting the following definitions after the definition of
"Loss Amount":
""Reference Tranche Determination Date" means the day falling two Business Days
prior to the Reference Tranche Payment Date.
"Reference Tranche Loss Amount" means an amount equal to the difference between
the Principal Amount and the outstanding notional amount of the Reference
Tranche Swap Transaction as of Reference Tranche Determination Date.
"Reference Tranche Payment Amount" means an amount equal to (i) the Principal
Amount less (ii) the Reference Tranche Loss Amount less (iii) Swap Costs, as
determined by the Calculation Agent in its sole discretion as of the Reference
Tranche Determination Date.
"Reference Tranche Payment Date" means (A) where the Issuer exercises its right
to redeem the Notes pursuant to paragraph 35 (Optional Redemption), the
Scheduled Maturity Date; and (B) in all other cases, 20 December 2016; provided
that, in all cases, the Reference Tranche Payment Date may be postponed to a
date necessary to settle all potential and outstanding Credit Events under the
Reference Tranche Swap Transaction, as determined by the Calculation Agent.
"Reference Tranche Swap Transaction" means a hypothetical tranched portfolio
credit derivative transaction entered into between the Issuer and a hypothetical
counterparty under which the Issuer sells credit protection but receives no
credit protection premium payments, with an effective date of 21 September 2006,
a scheduled termination date of 20 December 2016, an initial notional amount
equal to Principal Amount, an attachment point equal to 0.0% and an exhaustion
(detachment) point equal to 3.0%, which references the portfolio of reference
entities comprising Series 7 (Version 1) of the Dow Jones CDX.NA.IG index."; and
(f) deleting the word "three" and substituting "two" therefor in the first
line of the sub-paragraph after the definition of "Residual Swap Costs";
2. Paragraph 24(ix) has been amended by deleting the number "3" and substituting
"2" therefor in the last line of the paragraph after sub-paragraph (b).
3. Paragraph 31 has been amended by deleting the paragraph in its entirety and
substituting the following therefor:
"The Notes have been admitted to the official list of the Irish Stock Exchange
and to trading on its regulated market. No assurance can be given that such
admission will be maintained.".
4. Paragraph 33 has been amended by deleting the paragraph in its entirety and
substituting the following therefor:
"As of 3 March 2006, Fitch Inc ("Fitch") has assigned a rating of AA+ in respect
of timely and full payment of 100% of the Principal Amount of the Notes on the
Final Maturity Date where the Notes are not subject to redemption in accordance
with paragraph 35 (Optional Redemption). In addition, where the Issuer exercises
its right to redeem the Notes in accordance with paragraph 35 (Optional
Redemption), as of 3 March 2006, Fitch has assigned a rating of AA+ in respect
of timely and full payment of 76.5% of the Principal Amount of the Notes on the
Scheduled Maturity Date (21 March 2016), or the Deferred Maturity Date where an
Extension Notice is effective. These ratings are in respect of principal only
and do not address the likelihood of receiving interest.
A credit rating is not a recommendation to buy, sell or hold a security and may
be subject to revision or withdrawal at any time by the assigning rating agency.
There can be no assurance that Fitch will continue to monitor their rating of
the Notes during the life of the Notes or that such rating may not be downgraded
or withdrawn.".
Amendments to Schedule I (CSO Portfolio Annex) to the Supplement
5. Schedule I has been amended by deleting the CSO Portfolio Annex in its
entirety and substituting therefor the amended and restated CSO Portfolio Annex
as set out in the Appendix hereto.
Amendments to Schedule IV (Amendments to the 2003 ISDA Credit Derivatives
Definitions and the Conditions) to the Supplement
6. Section 1 (Additional Definitions) of Schedule IV has been amended by:
(a) deleting the definition of "CSO Loss Amount" in its entirety and
substituting the following therefor:
""CSO Loss Amount" means in respect of a CSO on any day, the lesser of:
(1) the CSO Maximum Loss Amount; and
(2) the excess of:
(i) the sum of:
(a) with respect to all Reference Entities in such CSO as to which an
Event Determination Date has occurred on or prior to such day, but the related
Cash Settlement Date has not occurred on or prior to such day, the aggregate of
the Reference Entity Notional Amounts for such Reference Entities
plus
(b) with respect to all Reference Entities in such CSO the Cash
Settlement Date for which has occurred on or prior to such day, the aggregate of
the Cash Settlement Amounts for such Reference Entities
plus
(c) with respect to all Reference Entities in such CSO which have been
specified in an Extension Notice that is effective on or prior to such day, the
aggregate of the Reference Entity Notional Amounts for such Reference Entities
minus
(d) if such day occurs after the Extension Date, with respect to all
Reference Entities specified in an Extension Notice but with respect to which an
Event Determination Date did not occur on or prior to the Extension Date, the
aggregate of the Reference Entity Notional Amounts for such Reference Entities,
over
(ii) the CSO Subordination Amount
PROVIDED THAT, in the case of CSO 2 only, the CSO Loss Amount of such CSO shall
be expressed as a negative number for the purposes of determining the Aggregate
CSO Loss Amount and in all cases as the same may be adjusted from time to time
in accordance with the Noteholder Adjustment Option."; and
(b) inserting a new definition after the definition of "CSO Loss Amount" as
follows:
""CSO Maximum Loss Amount" means, in respect of a CSO, the CSO Reference
Portfolio Notional Amount multiplied by the CSO Detachment Point for such CSO.".
7. Section 3(C) (Noteholder Adjustment Option) of Schedule IV has been amended
by:
(a) deleting the words "sum of the" in the eighth line thereof;
(b) deleting the word "Amounts" and substituting "Amount" therefor in the ninth
line thereof; and
(c) deleting the words "and CSO 2" in the ninth line thereof.
8. The following disclaimers have been inserted after Schedule IV:
"Dow Jones(R) and CDXTM are service marks of Dow Jones & Company, Inc. and CDS
Indexco LLC (the "Index Sponsor"), respectively, and have been licensed for use
by Barclays Bank PLC.
The Index referenced herein is the property of the Index Sponsor. Each party
acknowledges and agrees that the transaction hereunder is not sponsored,
endorsed or promoted by Dow Jones & Company, Inc. ("Dow Jones"), the Index
Sponsor or any members of the Index Sponsor (Dow Jones, the Index Sponsor,
together with its members, the "Index Parties"). The Index Parties make no
representation whatsoever, whether express or implied, and hereby expressly
disclaim all warranties (including, without limitation, those of merchantability
or fitness for a particular purpose or use), with respect to the Index or any
data included therein or relating thereto, and in particular disclaim any
warranty either as to the quality, accuracy and/or completeness of the Index or
any data included therein, the results obtained from the use of the Index, the
composition of the Index at any particular time on any particular date or
otherwise, and/or the creditworthiness of, or likelihood of the occurrence of a
Credit Event with respect to, any entity in the Index at any particular time on
any particular date or otherwise. The Index Parties shall not be liable
(whether in negligence or otherwise) to the parties or any other person for any
error in the Index, and the Index Parties are under no obligation to advise the
parties or any person of any error therein. The Index Parties make no
representation whatsoever, whether express or implied, as to the advisability of
entering into the transaction hereunder, the ability of the Index to track
relevant markets' performances, or otherwise relating to the Index or any
transaction or product with respect thereto, or of assuming any risks in
connection therewith. The Index Parties have no obligation to take the needs of
any party into consideration in determining, composing or calculating the Index.
Neither party to this transaction, nor any Index Party, shall have any
liability to any party for any act or failure to act by the Index Parties in
connection with the determination, adjustment, calculation or maintenance of the
Index. Although the Calculation Agent will obtain information concerning the
Index from sources it believes reliable, it will not independently verify this
information. Accordingly, no representation, warranty or undertaking (express
or implied) is made, and no responsibility is accepted by either party, its
Affiliates or the Calculation Agent, as to the accuracy, completeness or
timeliness of information concerning the Index. Each party (including the
Noteholder) acknowledges that the other party (including the Issuer) or one of
its Affiliates may be, or may be affiliated with, an Index Party and, as such,
may be able to affect or influence the determination, adjustment or maintenance
of the Index. For purposes of Sections 9.1(b)(iii) and (iv) of the Credit
Derivatives Definitions, references to "each party" therein shall be deemed to
include each Index Party.".
9. Notwithstanding the date of this notice, the amendments were deemed to take
effect from 7 November 2006.
This Notice is given by the Issuer.
Dated: 25th January 2007
Contact Person: Joanna Urbanska
JP Morgan Bank (Ireland) Plc
Tel No: +353 1 542 6976
APPENDIX
AMENDED AND RESTATED CSO PORTFOLIO ANNEX
Date of last amendment: as of 7 November 2006
CSO 1* CSO 2*
(Asian) (CDX4)
CSO 0.00% 0.00%
Attachment
Point:
CSO 30.00% 100.00%
Detachment
Point:
Individual USD USD
CSO Notional 750,000,000 150,000,000
Amount:
Number of 50 125
Reference
Entities per
CSO:
No. Reference Entity Specified Transaction Industry Country Date In Bid Date Out Offer
Reference Type Spread Spread
Obligation
Description Senior or (if any) (if
(ISIN / Subordinated any)
CUSIP) (Blank means
Senior)
1 AIFUL CORPORATION JP310504B356 Japanese 1 Financial Japan 16-May-06 91
Corporate intermediaries
2 BANGKOK BANK USY0606WBQ25 Subordinated Asian 1 Banking Thailand
PUBLIC BANK Corporate
COMPANY
3 CATHAY FINANCIAL XS0148186421 Asian 1 Banking Taiwan
HOLDING COMPANY Corporate
LIMITED
4 CHARTERED US16133RAC07 Singapore 1 Electronics Singapore
SEMICONDUCTOR Corporate
MANUFACTURING
LIMITED
5 CITIC PACIFIC USG2154WAA02 Asian 1 Diversified/ Hong Kong
LIMITED Corporate Conglomerate
Manufacturing
6 FREEPORT-MCMORAN US35671DAG07 Asian 1 Nonferrous metals Indonesia 16-May-06 125
COPPER & GOLD INC. Corporate / minerals
7 FUBON FINANCIAL XS0174661354 Asian 1 Banking Taiwan
HOLDING COMPANY Corporate
LIMITED
8 GENTING BERHAD XS0200561180 Asian 1 Hotels, Motels, Malaysia
Corporate Inns and Gaming
9 GLOBE TELECOM, USY27257AC12 Asian 1 Telecommunications Philippines 16-May-06 150
INC. Corporate
10 GS CALTEX USY5275KAP04 Asian 1 Oil and Gas S Korea
CORPORATION Corporate
11 HONGKONG LAND US43858PAA57 Asian 1 Buildings and Real Hong Kong
HOLDINGS LIMITED Corporate Estate
12 HUTCHISON WHAMPOA USG4672CAB12 Asian 1 Diversified/ Hong Kong
LIMITED Corporate Conglomerate
Service
13 HYSAN DEVELOPMENT XS0142270759 Asian 1 Buildings and Real Hong Kong
COMPANY LIMITED Corporate Estate
14 HYUNDAI MOTOR USU45439AA15 Asian 1 Automobile S Korea
COMPANY Corporate
15 ICICI BANK LIMITED XS0178885876 Asian 1 Banking India
Corporate
16 IOI CORPORATION XS0212370869 Asian 1 Farming and Malaysia
BERHAD Corporate Agriculture
17 ISLAMIC REPUBLIC XS0186560602 Asian 1 Sovereign Pakistan 16-May-06 210
OF PAKISTAN Sovereign
18 JARDINE STRATEGIC USG50757AA42 Asian 1 Diversified/ Hong Kong
HOLDINGS LIMITED Corporate Conglomerate
Service
19 KINGDOM OF US88322KAC53 Asian 1 Governmental Thailand
THAILAND Sovereign Agencies/
Sovereigns
20 MALAYAN BANKING XS0148980344 Subordinated Asian 1 Banking Malaysia
BERHAD Corporate
21 MARUBENI JP387760B519 Japan 1 Conglomerates Japan 16-May-06 60
CORPORATION Corporate
22 NATIONAL POWER US637193BB85 Asian 1 Utilities Philippines 07-Nov-06 215
CORPORATION Corporate
23 NIPPON SHEET GLASS XS0191286284 Japanese 1 Building & Japan 16-May-06 65
COMPANY, LIMITED Corporate Development
24 NOBLE GROUP LMITED USG6542TAB73 Asian 1 Surface Transport Hong Kong 16-May-06 250
Corporate
25 NTPC LIMITED XS0187395933 Asian 1 Utilities India 07-Nov-06 71
Corporate
26 OKI ELECTRIC XS0204124530 Japanese 1 Electronics/ Japan 16-May-06 70
INDUSTRY COMPANY, Corporate electrical
LIMITED
27 PCCW-HKT TELEPHONE USG6955FAA96 Asian 1 Telecommunications Hong Kong
LIMITED Corporate
28 PHILIPPINE LONG US71825PAD06 Asian 1 Telecommunications Philippines 16-May-06 165
DISTANCE TELPHONE Corporate
COMPANY
29 PT BANK NEGARA XS0158156553 Subordinated Emerging 1 Financial Indonesia 07-Nov-06 150
INDONESIA Market intermediaries
(PERSERO) TBK Corporate
30 PT BANK RAKYAT XS0176862323 Asian 1 Financial Indonesia 16-May-06 150
INDONESIA Corporate intermediaries
31 PT INDOSAT TBK USN44507AA44 Asian 1 Telecommunications Indonesia
Corporate
32 PTT PUBLIC COMPANY US69367CAA36 Asian 1 Oil and Gas Thailand
LIMITED Corporate
33 RELIANCE US759470AC16 Asian 1 Chemicals, India
INDUSTRIES LIMITED Corporate Plastics and
Rubber
34 REPUBLIC OF USY20721AA74 Asian 1 Governmental Indonesia
INDONESIA Sovereign Agencies/
Sovereigns
35 REPUBLIC OF THE US718286AP29 Asian 1 Governmental Philippines
PHILIPPINES Sovereign Agencies/
Sovereigns
36 SHINHAN BANK XS0176216611 Subordinated Asian 1 Banking S Korea
Corporate
37 SINO-FOREST USC83912AA02 Asian 1 Farming and China 13-Sep-06 295
CORPORATION Corporate Agriculture
38 SK CORPORATION XS0130288268 Asian 1 Oil and Gas S Korea
Corporate
39 SOCIALIST REPUBLIC XS0085134905 Asian 1 Sovereign Vietnam 16-May-06 130
OF VIETNAM Sovereign
40 SOFTBANK CORP. JP343610B593 Japanese 1 Business equipment Japan 16-May-06 350
Corporate & services
41 STATE BANK OF XS0207576397 Asian 1 Governmental India
INDIA Corporate Agencies/
Sovereigns
42 TAKEFUJI USJ81335AH45 Japanese 1 Financial Japan 16-May-06 65
CORPORATION Corporate intermediaries
43 TATA MOTORS USY8548TAF85 Asian 1 Automobile India
LIMITED Corporate
44 TATA POWER COMPANY XS0212687809 Asian 1 Utilities India
Corporate
45 TENAGA NASIONAL USY85859AJ80 Asian 1 Utilities Malaysia
BERHAD Corporate
46 THAI OIL PUBLIC XS0221448557 Asian 1 Oil and Gas Thailand
COMPANY LIMITED Corporate
47 THE AROMATICS XS0225169068 Asian 1 Chemicals & Thailand 16-May-06 95
(THAILAND) PUBLIC Corporate Plastics
COMPANY LMITED
48 THE WHARF US962258AB56 Asian 1 Buildings and Real Hong Kong
(HOLDINGS) LIMITED Corporate Estate
49 VEDANTA RESOURCES XS0206424672 Asian 1 Diversified India
PLC Corporate Natural Resources,
Precious Metals &
Minerals
50 WAN HAI LINES XS0223450445 Asian 1 Cargo Transport Taiwan
LIMITED Corporate
51 ACE LIMITED US00440EAC12 North 1 Insurance Bermuda
American IG
52 AETNA INC US00817YAB48 North 1 Insurance United
American IG States
53 ALBERTSON'S US013104AJ31 North 1 Grocery United
INCORPORATED American IG States
54 ALCAN INC US013716AR64 North 1 Mining, Steel, Canada
American IG Iron and Non
Precious Metals
55 ALCOA INCORPORATED 013817AD3 North 1 Mining, Steel, United
American IG Iron and Non States
Precious Metals
56 ALLTEL CORPORATION US020039DB64 North 1 Telecommunications United
American IG States
57 ALTRIA GROUP INC US02209SAA15 North 1 Beverage, Food and United
American IG Tobacco States
58 AMERICAN AXLE & US02406PAE07 North 1 Automobile United
MANUFACTURING American IG States
INCORPORATED
59 AMERICAN ELECTRIC 025537AD3 North 1 Utilities United
POWER COMPANY INC American IG States
60 AMERICAN EXPRESS US025816AQ27 North 1 Banking United
COMPANY American IG States
61 AMERICAN 026874AP2 North 1 Insurance United
INTERNATIONAL American IG States
GROUP INC
62 AMGEN INC 031162AE0 North 1 Healthcare, United
American IG Education and States
Childcare
63 ANADARKO PETROLEUM US032511AT44 North 1 Oil and Gas United
CORPORATION American IG States
64 ARROW ELECTRONICS US042735AL41 North 1 Electronics United
INC American IG States
65 AUTOZONE INC US053332AC61 North 1 Retail Stores United
American IG States
66 BAXTER US071813AM10 North 1 Healthcare, United
INTERNATIONAL INC American IG Education and States
Childcare
67 BELLSOUTH US079860AB83 North 1 Telecommunications United
CORPORATION American IG States
68 BOEING CAPITAL US097014AG93 North 1 Aerospace and United
CORPORATION American IG Defense States
69 BRISTOL-MYERS US110122AG36 North 1 Healthcare, United
SQUIBB COMPANY American IG Education and States
INCORPORATED Childcare
70 BURLINGTON US12189TAT16 North 1 Cargo Transport United
NORTHERN SANTA FE American IG States
CORPORATION
71 CAMPBELL SOUP 134429AS8 North 1 Beverage, Food and United
COMPANY American IG Tobacco States
72 CAPITAL ONE BANK US14040EHK10 North 1 Banking United
American IG States
73 CARDINAL HEALTH US14149YAF51 North 1 Healthcare, United
INC American IG Education and States
Childcare
74 CARNIVAL US143658AH53 North 1 Leisure, United
CORPORATION American IG Amusement, States
Entertainment
75 CATERPILLAR US149123BH31 North 1 Machinery United
INCORPORATED American IG (Non-Agriculture, States
Non-Construction,
Non-Electronic)
76 CENDANT US151313AP87 North 1 Diversified/ United
CORPORATION American IG Conglomerate States
Service
77 CENTEX CORPORATION US152312AG95 North 1 Buildings and Real United
American IG Estate States
78 CENTURYTEL US156700AG13 North 1 Telecommunications United
INCORPORATED American IG States
79 CIGNA CORPORATION US125509BG36 North 1 Insurance United
American IG States
80 CINGULAR WIRELESS US17248RAF38 North 1 Telecommunications United
LLC American IG States
81 CIT GROUP US125581AB41 North 1 Banking United
INCORPORATED American IG States
82 CLEAR CHANNEL US184502AK84 North 1 Broadcasting & United
COMMUNICATIONS INC American IG Entertainment States
83 COMCAST CABLE US20029PAL31 North 1 Broadcasting & United
COMMUNICATIONS LLC American IG Entertainment States
84 COMPUTER SCIENCES US205363AE42 North 1 Electronics United
CORPORATION American IG States
85 CONAGRA FOODS INC 205887BA9 North 1 Beverage, Food and United
American IG Tobacco States
86 CONOCOPHILLIPS 20825CAE4 North 1 Oil and Gas United
American IG States
87 CONSTELLATION US210371AH31 North 1 Utilities United
ENERGY GROUP INC American IG States
88 COUNTRYWIDE HOME 22237LMY5 North 1 Banking United
LOANS INCORPORATED American IG States
89 COX COMMUNICATIONS US224044AY38 North 1 Broadcasting & United
INCORPORATED American IG Entertainment States
90 CSX CORPORATION US126408AP85 North 1 Cargo Transport United
American IG States
91 CVS CORPORATION US126650AV25 North 1 Retail Stores United
American IG States
92 DEERE & COMPANY 244199BB0 North 1 Farming and United
American IG Agriculture States
93 DEVON ENERGY US251799AA02 North 1 Oil and Gas United
CORPORATION American IG States
94 DOMINION RESOURCES 25746UAJ8 North 1 Utilities United
INC American IG States
95 DUKE ENERGY US264399DW34 North 1 Utilities United
CORPORATION American IG States
96 EASTMAN CHEMICAL US277432AE06 North 1 Chemicals, United
COMPANY American IG Plastics and States
Rubber
97 EASTMAN KODAK US277461BD00 North 1 Chemicals, United
COMPANY American IG Plastics and States
Rubber
98 EI DUPONT DE US263534BN84 North 1 Chemicals, United
NEMOURS & COMPANY American IG Plastics and States
Rubber
99 EOP OPERATING LP US268766BU59 North 1 Buildings and Real United
American IG Estate States
100 FEDERAL HOME LOAN US3134A4HF43 North 1 Governmental United
MORTGAGE American IG Agencies/ States
CORPORATION Sovereigns
101 FEDERAL NATIONAL 31359MPF4 North 1 Governmental United
MORTGAGE American IG Agencies/ States
ASSOCIATION Sovereigns
102 FEDERATED US31410HAS04 North 1 Retail Stores United
DEPARTMENT STORES American IG States
INC
103 FIRSTENERGY US337932AB30 North 1 Utilities United
CORPORATION American IG States
104 FORD MOTOR CREDIT US345397TZ65 North 1 Banking United
COMPANY American IG States
105 GENERAL ELECTRIC US36962GYY42 North 1 Banking United
CAPITAL American IG States
CORPORATION
106 GENERAL MILLS US370334AS36 North 1 Beverage, Food and United
INCORPORATED American IG Tobacco States
107 GENERAL MOTORS US370425SE16 North 1 Banking United
ACCEPTANCE American IG States
CORPORATION
108 GOODRICH US382388AP13 North 1 Aerospace and United
CORPORATION American IG Defense States
109 HALLIBURTON US406216AR24 North 1 Oil and Gas United
COMPANY American IG States
110 HARRAH'S OPERATING US413627AN01 North 1 Hotels, Motels, United
COMPANY INC American IG Inns and Gaming States
111 HEWLETT-PACKARD US428236AG84 North 1 Electronics United
COMPANY American IG States
112 HILTON HOTELS US432848AX77 North 1 Hotels, Motels, United
CORPORATION American IG Inns and Gaming States
113 HONEYWELL 438516AK2 North 1 Machinery United
INTERNATIONAL INC American IG (Non-Agriculture, States
Non-Construction,
Non-Electronic)
114 INGERSOLL-RAND US456866AG74 North 1 Machinery United
COMPANY American IG (Non-Agriculture, States
Non-Construction,
Non-Electronic)
115 INTERNATIONAL 459200BA8 North 1 Electronics United
BUSINESS MACHINES American IG States
CORPORATION
116 INTERNATIONAL US459745EZ45 North 1 Finance United
LEASE FINANCE American IG States
CORPORATION
117 INTERNATIONAL US460146BN29 North 1 Printing and United
PAPER COMPANY American IG Publishing States
118 JONES APPAREL 480081AG3 North 1 Textiles and United
GROUP INC American IG Leather States
119 KERR-MCGEE US492386AS68 North 1 Oil and Gas United
CORPORATION American IG States
120 KRAFT FOODS INC US50075NAB01 North 1 Beverage, Food and United
American IG Tobacco States
121 LEAR CORPORATION US521865AE52 North 1 Automobile United
American IG States
122 LENNAR CORPORATION US526057AG99 North 1 Buildings and Real United
American IG Estate States
123 LIBERTY MEDIA 530718AC9 North 1 Broadcasting & United
CORPORATION American IG Entertainment States
124 LOCKHEED MARTIN US539830AL32 North 1 Aerospace and United
CORPORATION American IG Defense States
125 LOEWS CORPORATION US540424AE80 North 1 Insurance United
American IG States
126 MARRIOTT US571900AQ27 North 1 Hotels, Motels, United
INTERNATIONAL INC American IG Inns and Gaming States
127 MAYTAG CORPORATION US57859HBU77 North 1 Home and Office United
American IG Furnishings, States
Housewares, and
Durable Consumer
Products
128 MBIA INSURANCE North 1 Insurance United
CORPORATION American States
Monoline
129 MBNA CORPORATION US55263ECE32 North 1 Banking United
American IG States
130 MCDONALD'S US58013MDM38 North 1 Personal, Food and United
CORPORATION American IG Miscellaneous States
131 MCKESSON US58155QAA13 North 1 Healthcare, United
CORPORATION American IG Education and States
Childcare
132 MEADWESTVACO US583334AA59 North 1 Printing and United
CORPORATION American IG Publishing States
133 METLIFE US59156RAC25 North 1 Insurance United
INCORPORATED American IG States
134 MOTOROLA US620076AR03 North 1 Electronics United
INCORPORATED American IG States
135 NATIONAL RURAL US637432CU74 North 1 Utilities United
UTILITIES American IG States
COOPERATIVE
FINANCE
CORPORATION
136 NEWELL RUBBERMAID US651229AB28 North 1 Home and Office United
INCORPORATED American IG Furnishings, States
Housewares, and
Durable Consumer
Products
137 NEWS AMERICA INC US652482AM25 North 1 Broadcasting & United
American IG Entertainment States
138 NORDSTROM INC US655664AG59 North 1 Retail Stores United
American IG States
139 NORFOLK SOUTHERN 655844AE8 North 1 Cargo Transport United
CORPORATION American IG States
140 NORTHROP GRUMMAN US666807AT91 North 1 Aerospace and United
CORPORATION American IG Defense States
141 OMNICOM GROUP INC 681919AM8 North 1 Broadcasting & United
American IG Entertainment States
142 PROGRESS ENERGY 743263AD7 North 1 Utilities United
INC American IG States
143 PULTE HOMES INC US745867AL56 North 1 Buildings and Real United
American IG Estate States
144 RAYTHEON COMPANY US755111BH39 North 1 Aerospace and United
INC American IG Defense States
145 ROHM & HAAS US775371AR80 North 1 Chemicals, United
COMPANY American IG Plastics and States
Rubber
146 SAFEWAY US786514BF54 North 1 Grocery United
INCORPORATED American IG States
147 SBC COMMUNICATIONS US78387GAK94 North 1 Telecommunications United
INC. American IG States
148 SEARS ROEBUCK US812404BG50 North 1 Retail Stores United
ACCEPTANCE American IG States
CORPORATION
149 SEMPRA ENERGY US816851AF69 North 1 Utilities United
American IG States
150 SIMON PROPERTY US828807AQ09 North 1 Buildings and Real United
GROUP LP American IG Estate States
151 SOUTHWEST AIRLINES US844741AV08 North 1 Personal United
COMPANY American IG Transportation States
152 SPRINT CORPORATION US852060AS17 North 1 Telecommunications United
American IG States
153 SUPERVALU INC US868536AR44 North 1 Grocery United
American IG States
154 TARGET CORPORATION US87612EAH99 North 1 Retail Stores United
American IG States
155 TEXTRON FINANCIAL US883199AQ42 North 1 Aerospace and United
CORPORATION American IG Defense States
156 THE ALLSTATE US020002AK77 North 1 Insurance United
CORPORATION American IG States
157 THE CHUBB US171232AF85 North 1 Insurance United
CORPORATION American IG States
158 THE DOW CHEMICAL US260543BR36 North 1 Chemicals, United
COMPANY American IG Plastics and States
Rubber
159 THE HARTFORD US416515AE42 North 1 Insurance United
FINANCIAL SERVICES American IG States
GROUP INCORPORATED
160 THE KROGER COMPANY US501044CE98 North 1 Grocery United
American IG States
161 THE WALT DISNEY US25468PBX33 North 1 Broadcasting & United
COMPANY American IG Entertainment States
162 TIME WARNER INC 00184AAF2 North 1 Broadcasting & United
American IG Entertainment States
163 TRANSOCEAN INC US893830AE99 North 1 Oil and Gas United
American IG States
164 TYSON FOODS INC US902494AM53 North 1 Beverage, Food and United
American IG Tobacco States
165 UNION PACIFIC 907818CN6 North 1 Cargo Transport United
CORPORATION American IG States
166 VALERO ENERGY US91913YAD22 North 1 Oil and Gas United
CORPORATION American IG States
167 VERIZON GLOBAL US92344GAL05 North 1 Telecommunications United
FUNDING American IG States
CORPORATION
168 VIACOM INC. US925524AJ95 North 1 Broadcasting & United
American IG Entertainment States
169 WAL-MART STORES US931142BE24 North 1 Retail Stores United
INC American IG States
170 WASHINGTON MUTUAL US939322AL70 North 1 Banking United
INCORPORATED American IG States
171 WELLS FARGO & US94974BAZ31 North 1 Banking United
COMPANY American IG States
172 WEYERHAEUSER US962166BP84 North 1 Containers, United
COMPANY American IG Packaging and States
Glass
173 WHIRLPOOL US963320AK24 North 1 Home and Office United
CORPORATION American IG Furnishings, States
Housewares, and
Durable Consumer
Products
174 WYETH US983024AA80 North 1 Healthcare, United
American IG Education and States
Childcare
175 XL CAPITAL LIMITED US98372PAF53 North 1 Insurance Bermuda
American IG
176 DBS BANK LIMITED USY20337AJ30 Subordinated Singapore Banking Singapore 16-May-06 36
Corporate
177 KOOKMIN BANK XS0159385870 Asian Banking S Korea 16-May-06 38
Corporate
178 KOREA DEPOSIT XS0139879711 Asian Governmental S Korea 16-May-06 33
INSURANCE Corporate Agencies/
CORPORATION Sovereigns
179 KOREA DEVELOPMENT US500630BG24 Asian Governmental S Korea 16-May-06 34
BANK Corporate Agencies/
Sovereigns
180 KOREA ELECTRIC USY48406BA27 Asian Utilities S Korea 16-May-06 38
POWER CORPORATION Corporate
181 KT CORPORATION US48268FAA03 Asian Telecommunications S Korea 07-Nov-06 35.5
Corporate
182 MALAYSIA US560904AF11 Asian Governmental Malaysia 16-May-06 40
Sovereigns
183 MALAYSIA USY60808AB18 Asian Cargo Transport Malaysia 16-May-06 44
INTERNATIONAL Corporate
SHIPPING
CORPORATION BERHAD
184 MTR CORPORATION XS0184198157 Asian Personal Hong Kong 16-May-06 21
LIMITED Corporate Transportation
185 PETROLIAM NASIONAL USY68856AA47 Asian Oil and Gas Malaysia 16-May-06 38
BERHAD Corporate
186 POSCO US730450AD51 Asian Mining, Steel, S Korea 07-Nov-06 37
Corporate Iron and Non
Precious Metals
187 REPUBLIC OF KOREA US50064FAC86 Asian Governmental S Korea 16-May-06 33
Sovereign Agencies/
Sovereigns
188 ROAD KING XS0194987607 Asian Building & Hong Kong 16-May-06 100 13-Sep-06 225
INFRASTRUCTURE Corporate Development
LIMITED
189 SAMSUNG US796050AE22 Asian Electronics S Korea 16-May-06 33
ELECTRONICS Corporate
COMPANY LIMITED
190 SINGAPORE USY79985AC46 Singapore Telecommunications Singapore 16-May-06 30
TELECOMMUNICATIONS Corporate
LIMITED
191 SWIRE PACIFIC USY83310AB11 Asian Diversified/ Hong Kong 16-May-06 45
LIMITED Corporate Conglomerate
Service
192 TELEKOM MALAYSIA XS0200959384 Asian Telecommunications Malaysia 07-Nov-06 37.5
BERHAD Corporate
193 UNITED OVERSEAS USY9244WAW92 Subordinated Singapore Banking Singapore 16-May-06 40
BANK LIMITED Corporate
"1" indicates that such Reference Entity is a member of such CSO
1. Barclays Bank PLC has used reasonable efforts to verify the names of the
Reference Entities and details of the Specified Reference Obligations contained
in this CSO Portfolio Annex. Such information has been verified for each
Reference Entity by reference to publicly available information. Publicly
available information can be inaccurate or outdated, and as a result,
corrections to the details of Reference Entities and Specified Reference
Obligations may need to be made from time to time if such information turns out
to be inaccurate or outdated including after the Issue Date.
2. The columns under the headings "Specified Reference Obligation" refer to
the specified details as at the issue date of the relevant obligation and do not
take account of any subsequent changes.
3. A Reference Entity may be identified as such by virtue of being an issuer
of the Specified Reference Obligation. In situations where there are co-issuers
of such Specified Reference Obligation, such co-issuers have not been
identified.
4. A Reference Entity may be identified as such by virtue of a guarantee of
such Reference Entity in respect of the Specified Reference Obligation. Such
Reference Entity may not be the sole guarantor of such Specified Reference
Obligation.
This announcement has been issued through the Companies Announcement Service of
The Irish Stock Exchange