Form 6-K
Table of Contents

FORM 6-K

 


 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

 

Commission File Number: 1-15270

 

For the month of March 2005.

 


 

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

 


 

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

 


 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F      X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes                      No      X    

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 



Table of Contents

Information furnished on this form:

 

EXHIBIT

 

Exhibit Number

 

1. [Changes in Nomura Group Company Organizations, Directors and Executive Officers]

 

2. [Nomura Holdings to Reorganize Management Structure]

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: March 7, 2005   By:  

/s/ Hiroshi Tanaka


        Hiroshi Tanaka
        Senior Managing Director

 

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LOGO

 

Tokyo, March 4, 2005

 

Changes in Nomura Group Company Organizations, Directors and Executive Officers

 

Nomura Holdings, Inc. announces the following Nomura Group company organizational, Director and Executive Officer changes. These apply to Nomura Holdings as well as to its wholly owned subsidiaries.

 

A. Organizational Changes

(effective April 1, 2005)

 

Nomura Holdings, Inc.

 

1. Commitment Committee

 

A Commitment Committee will be newly established.

 

2. Corporate Planning Department

 

A Corporate Planning Department will be newly established.

 

Nomura Securities Co., Ltd.

 

1. Commitment Committee

 

The Commitment Committee will be dissolved.

 

2. Visual Contents Products Department

 

A Visual Contents Products Department will be newly established.

 

Nomura Asset Management Co., Ltd.

 

1. Research & Development Center

 

A Research & Development Center will be newly established. This will be comprised of the newly established Investment Research & Development Center as well as the Investment Performance Analysis & Risk Supervisory Department that currently part of the Compliance & Investment Administration Division.

 

2. Compliance & Investment Administration Division

 

The Compliance & Investment Administration Division is to be dissolved. Consequently, the Compliance Department will no longer belong under a division.

 

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3. Clients Services Division

 

An Institutional Business Planning Department is to be newly established within the Clients Services Division. The International Business Development Department is to be dissolved and its functions transferred to the Institutional Business Planning Department.

 

B. Changes in Directors and Executive Officers

 

Nomura Holdings, Inc.

 

Executive Officers:

 

Retiring (effective March 31, 2005)

 

Takashi Tsutsui, Senior Managing Director

 

Yoshifumi Kawabata, Senior Managing Director

 

Noriyuki Ushiyama, Senior Managing Director

 

Newly Appointed (effective April 1, 2005)

 

Yasuaki Fukui, Senior Managing Director

(currently Director, Nomura Securities Co., Ltd.)

 

Atsuo Sakurai, Senior Managing Director

(currently Managing Director, Asset Finance Dept., Nomura Securities Co., Ltd.)

 

Masafumi Nakada, Senior Managing Director

(currently Managing Director, Compliance Dept., Nomura Securities Co., Ltd.)

 

Hiromasa Yamazaki, Senior Managing Director

(currently Managing Director, Personnel Dept., Nomura Securities Co., Ltd.)

 

Nomura Securities Co., Ltd.

 

Directors:

 

Retiring (effective March 31, 2005)

 

Takumi Shibata, Director

 

Yasuaki Fukui, Director

(appointed Senior Managing Director, Nomura Holdings, Inc., effective April 1, 2005)

 

Newly Appointed (pending shareholders approval in March 2005)

 

Yuki Takahashi, Director

 

Yasuo Yoshihara, Director

 

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Executive Officers:

 

Newly Appointed (effective April 1, 2005)

 

Hiromi Yamaji, Executive Managing Director

(currently Senior Managing Director, Nomura Holdings, Inc.)

 

Yasuyuki Kato, Senior Managing Director

(currently Managing Director, Quantitative Research Dept.)

 

Tomonori Soeda, Senior Managing Director

(currently Managing Director, Public Sector Institutions Dept.)

 

Hiroyuki Suzuki, Senior Managing Director

(currently Managing Director, Corporate Planning Dept.)

 

Atsuo Sakurai, Senior Managing Director

(currently Managing Director, Asset Finance Dept.)

 

Etsuo Misonou, Senior Managing Director

(currently Managing Director, Fukuoka Branch Office)

 

Masafumi Nakada, Senior Managing Director

(currently Managing Director, Compliance Dept.)

 

Hiromasa Yamazaki, Senior Managing Director

(currently Managing Director, Personnel Dept.)

 

Promoted (effective April 1, 2005)

 

Manabu Matsumoto, Executive Vice President

(currently Executive Managing Director)

 

Retiring (effective March 31, 2005)

 

Takashi Tsutsui, Executive Vice President

(appointed Advisor effective April 1, 2005)

 

Takumi Shibata, Executive Vice President

(appointed President & CEO, Nomura Asset Management Co., Ltd. effective April 1, 2005)

 

Yoshifumi Kawabata, Executive Managing Director

(appointed President & CEO, Nomura Investor Relations Co., Ltd., effective April 1, 2005)

 

Yuki Takahashi, Senior Managing Director

(appointed Director effective April 1, 2005)

 

Noriyuki Ushiyama, Senior Managing Director

(appointed Executive Managing Director, Nomura Investor Relations Co., Ltd. effective April 1, 2005)

 

Nomura Asset Management Co., Ltd.

 

Directors:

 

Retiring (effective March 31, 2005)

 

Kazutoshi Inano, Director

 

Hiroshi Toda, Outside Director

 

Hiroshi Tanaka, Outside Director

 

Newly Appointed (effective April 1, 2005)

 

Takumi Shibata, Director

(currently Director / Executive Vice President, Nomura Securities Co., Ltd.)

 

Akihiko Nakamura, Outside Director

(currently Senior Managing Director, Nomura Holdings, Inc.)

 

Tetsu Ozaki, Outside Director

(currently Senior Managing Director, Nomura Holdings, Inc.)

 

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Executive Officers:

 

Retiring (effective March 31, 2005)

 

Kazutoshi Inano, President & CEO

 

Yukio Suzuki, Executive Managing Director

(appointed Advisor, Nomura Holdings, Inc., effective April 1, 2005)

 

Yuji Miyachi, Senior Managing Director

(appointed Executive Managing Director, Nomura Funds Research and Technologies Co. Ltd., effective April 1, 2005)

 

Toshiki Sada, Senior Managing Director

(appointed Advisor, effective April 1, 2005)

 

Newly Appointed (effective April 1, 2004)

 

Takumi Shibata, President & CEO

(currently Director / Executive Vice President, Nomura Securities Co., Ltd.)

 

Takao Omori, Senior Managing Director

(currently Managing Director, Structured Products Investment Department)

 

Tamon Watanabe, Senior Managing Director

(currently Managing Director, Institutional Clients Services Department)

 

Mitsugu Toyoda, Senior Managing Director

(currently Managing Director, Investment Business Planning Department)

 

Promoted (effective April 1, 2005)

 

Atsushi Yoshikawa, Executive Vice President

(currently Executive Managing Director)

 

The Nomura Trust and Banking Co., Ltd.

 

Directors:

 

Retiring (effective March 31, 2005)

 

Tomozo Uemura, Director

(appointed Counsel, effective April 1, 2005)

 

Newly Appointed (pending shareholders approval in March 2005)

 

Takumi Shibata, Outside Director

(currently Director and Executive Vice President, Nomura Securities Co., Ltd.)

 

Nagamichi Fujioka, Director

(currently Director, Nomura Babcock & Brown Co., Ltd.)

 

Kazutoshi Inano, Chairman

(currently Director)

 

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Executive Officers:

 

Retiring (effective March 31, 2005)

 

Katsutoshi Kato, Senior Managing Director

(appointed Counsel, Nomura Asset Management Co., Ltd., effective April 1, 2005)

 

Newly Appointed (effective April 1, 2005)

 

Makoto Ishitoko, Senior Managing Director

(currently Managing Director, Shinjuku Branch Office, Nomura Securities Co., Ltd.)

 

Nomura Investor Relations Co., Ltd.

 

Chairman:

 

Retiring (effective March 31, 2005)

 

Akira Tsuda

 

President & CEO:

 

Retiring (effective March 31, 2005)

 

Masaharu Koike

 

Newly Appointed (effective April 1, 2005)

 

Yoshifumi Kawabata

 

Nomura Principal Finance Co., Ltd.

 

President & CEO:

 

Retiring (effective March 31, 2005)

 

Yoshifumi Kawabata

 

Newly Appointed (effective April 1, 2005)

 

Akira Maruyama

 

Nomura Funds Research and Technologies Co., Ltd.

 

President & CEO:

 

Retiring (effective March 31, 2005)

 

Yusaku Sakaguchi

 

Newly Appointed (effective April 1, 2005)

 

Yasuaki Fukui

 

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Nomura Asset Properties Co., Ltd.

 

(Effective April 1, 2005, Nomura Asset Properties Co., Ltd. and Nomura Facilities, Inc. are scheduled to merge into one company with the former as the continuing entity assuming the name Nomura Facilities, Inc.)

 

President & CEO:

 

Retiring (effective March 31, 2005)

 

Kamezo Nakai

 

Newly Appointed (effective April 1, 2005)

 

Satoru Ito

 

C. Changes of Key Management in Nomura Group’s Overseas Businesses

 

  (effective April 1, 2005)

 

Nomura Investment Banking   Takuya Furuya, President
(Middle East) B.S.C. (c)    

 

     Ends         
         

 

For further information please contact:

 

Name


  

Company


  

Telephone


Masafumi Yoshino    Nomura Securities Co., Ltd    +81-3-3278-0591
Shuji Sato    Corporate Communications Dept.,     
Mitch Hayes    Nomura Group Headquarters     
Larry Heiman          

 

Notes to editors:

 

The Nomura Group

 

Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, 133 branches in Japan, and an international network in 28 countries; with regional headquarters in Hong Kong, London, and New York. The Group’s business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.

 

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LOGO

 

Tokyo, 4 March, 2005

 

Nomura Holdings to Reorganize Management Structure

 

Nomura Holdings Inc., (“Nomura”) today announced measures to enhance its management structure by establishing a Corporate Planning Department and reorganizing its three business lines into five. A number of new executive officer positions will also be created. The moves, effective April 1, 2005, are aimed at streamlining the decision making process and addressing areas of recent business expansion.

 

“The new structure will give us more flexibility to take advantage of new business opportunities and speed up the pace of our ongoing global expansion,” said Nobuyuki Koga, President and CEO of Nomura.

 

Working closely with Nomura Securities’ Corporate Planning Department, the Nomura Holdings Corporate Planning Department will be charged with supporting the CEO, COO, and Co-COO to craft strategies for new and existing businesses across all business lines.

 

Nomura’s operations are currently divided into three business lines: Domestic Retail, Global Wholesale, and Asset Management. To better position itself for future growth, Nomura has decided to split its Global Wholesale operations into three business lines: Global Markets, Global Investment Banking, and Global Merchant Banking. As a result, Nomura’s operations will now be spread across five business lines: Domestic Retail, Global Markets, Global Investment Banking, Global Merchant Banking, and Asset Management. All business lines will work closely with each other under the three representative executive officers.

 

In Global Markets, Asset Finance will be newly established in line with an expected increase in asset finance business opportunities. Global Markets will now consist of Global Fixed Income, Global Equity, and Asset Finance.

 

In addition to the reorganization of its operations, Nomura will revamp its executive officer lineup. A new executive officer position will be created in Global Markets to oversee Asset Finance. To address the growing needs of the public sector, an executive officer in charge of business related to public corporations will join Global Investment Banking. A new executive officer will also be posted to Global Research to oversee the Quantitative Research Department, bolstering Nomura’s efforts to respond to growing customer needs for sophisticated solutions in such areas as annuities. An additional executive officer in charge of Asset Management will help enhance Nomura’s ability to supply products through a diverse range of distribution channels.

 

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With the recent growth and development of the Chinese market, Nomura has decided to create a new executive officer position to head up the company’s operations in China. This is aimed at accelerating growth in Nomura’s Chinese business and underscores the company’s firm commitment to the Chinese market.

 

New structure and executives in charge of each area as of April 1

 

LOGO

 

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Tokyo, March 4, 2005

 

Nomura Holdings New Management Lineup

 

Nomura Holdings Inc., today announced a new management lineup effective April 1, 2005.

 

Title


 

Name


 

Responsibilities


Senior Managing Director   Junichi Ujiie   Overall management

President & CEO

(Representative Executive Officer)

  Nobuyuki Koga   Chief Executive Officer

Deputy President & COO

(Representative Executive Officer)

  Hiroshi Toda   Chief Operating Officer

Deputy President & Co-COO

(Representative Executive Officer)

  Kazutoshi Inano   Co-Chief Operating Officer
Domestic Retail        
Senior Managing Director   Kenichi Watanabe   Head of Domestic Retail
Senior Managing Director   Hitoshi Tada   Head of Marketing Division, Nomura Securities Co., Ltd.
Senior Managing Director   Yoshimitsu Oura   Head of Employees Investment Plan Division and Asset Management Services Division, Nomura Securities Co., Ltd.
Global Markets        
Senior Managing Director   Yasuo Agemura   Head of Global Markets
Senior Managing Director   Shigesuke Kashiwagi   Head of Global Fixed Income
Senior Managing Director   Hiromasa Yamazaki   Head of Global Equity
Senior Managing Director   Atsuo Sakurai   Head of Asset Finance
Global Investment Banking        
Senior Managing Director   Takashi Yanagiya   Head of Global Investment Banking
Senior Managing Director   Hiromi Yamaji   Global Investment Banking
Global Merchant Banking        
Senior Managing Director   Akira Maruyama   Head of Global Merchant Banking
Asset Management        
Senior Managing Director   Takumi Shibata   Head of Asset Management
Senior Managing Director   Kamezo Nakai   Asset Management (Nomura Asset Management Co., Ltd.)
Senior Managing Director   Takahide Mizuno   Asset Management (Nomura Asset Management Co., Ltd.)
Senior Managing Director   Atsushi Yoshikawa   Asset Management (Nomura Asset Management Co., Ltd.)
Senior Managing Director   Yoshimitsu Oura   Asset Management (Nomura Pension Support & Service Co., Ltd.), co-assigned to Domestic Retail
Senior Managing Director   Yasuaki Fukui   Asset Management (Nomura Funds Research and Technologies Co., Ltd.)

 

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Osaka/Nagoya

       
Senior Managing Director   Manabu Matsumoto   Nomura Securities Co., Ltd. Osaka Office
Senior Managing Director   Shogo Sakaguchi   Nomura Securities Co., Ltd. Nagoya Office
Regional Management        
Senior Managing Director   Hideyuki Takahashi   Regional Management of Americas
Senior Managing Director   Yugo Ishida   Regional Management of Europe
Senior Managing Director   Noriyasu Yoshizawa   Regional Management of China
Business Support        
Senior Managing Director   Akihito Watanabe   Head of Global Research
Senior Managing Director   Masafumi Nakada   Chief Financial Officer, Head of Global Risk Management and IR
Senior Managing Director   Tetsu Ozaki   Head of Corporate Planning and Global Corporate Communications
Senior Managing Director   Akihiko Nakamura   Head of Global IT & Operations
Senior Managing Director   Masanori Itatani   Head of Internal Audit
Senior Managing Director   Yusuke Yamada   Head of Human Resources, Nomura Securities Co., Ltd.
Senior Managing Director   Hiroshi Tanaka   Head of Secretariat (Human Resources, Secretariat, Legal, Nomura Securities Co., Ltd.)
Senior Managing Director   Yasuo Yoshihara   Head of Ethics & Discipline Department (Head of Compliance Division, Nomura Securities Co., Ltd.)

 

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Tokyo, March 4, 2005

 

Nomura Securities New Management Lineup

 

Nomura Securities Co., Ltd. today announced a new management lineup effective April 1, 2005.

 

Title


 

Name


 

Responsibilities


President & CEO

(Representative EO )

  Nobuyuki Koga   Chief Executive Officer (CEO)

Deputy President

(Representative EO )

  Hiroshi Toda   Chief Operating Officer (COO)

Executive Vice President

(Representative EO )

  Kenichi Watanabe   Retail Business Unit

Executive Managing Director

  Hitoshi Tada   Marketing Division, Public Sector Institutions

Senior Managing Director

  Shinichiro Watanabe   Marketing Division (Tobu & Hokuriku)

Senior Managing Director

  Masanori Nishimatsu   Marketing Division (Metropolitan)

Senior Managing Director

  Minoru Aoki   Marketing Division (Tokyo) & Head Office

Senior Managing Director

  Etsuo Misonou   Marketing Division (Tokai & Metropolitan)

Senior Managing Director

  Shigeyuki Kurokawa   Marketing Division (Kinki)

Senior Managing Director

  Masahiko Kitayama   Marketing Division (Chugoku, Shikoku & Kyushu)

Senior Managing Director

  Minoru Kobayashi   Financial Adviser in Marketing Division

Executive Managing Director

  Yoshimitsu Oura   Employee Investment Plan Division & Asset Management Services Division

Senior Managing Director

  Toshihiro Iwasaki   Financial Management Division

Executive Managing Director

  Yasuo Agemura   Fixed Income Division & Equity Division, Asset Finance, Syndicate

Senior Managing Director

  Shigesuke Kashiwagi   Fixed Income Division

Senior Managing Director

  Hiromasa Yamazaki   Equity Division

Senior Managing Director

  Atsuo Sakurai   Asset Finance

Executive Vice President

(Representative EO )

  Takashi Yanagiya   Investment Banking Unit, Asset Finance

 

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Executive Managing Director

  Hiromi Yamaji   Investment Banking

Senior Managing Director

  Hiroyuki Suzuki   Investment Banking

Senior Managing Director

  Kazuo Okizaki   Investment Banking Division

Senior Managing Director

  Koji Nagai   Investment Banking Division

Senior Managing Director

  Shoichi Nagamatsu   Investment Banking Division

Senior Managing Director

  Isao Shirai   Financial Institutions

Senior Managing Director

  Tomonori Soeda   Public Sector Institutions

Senior Managing Director

  Akira Maruyama   Merchant Banking Division

Executive Vice President

(Representative EO )

  Manabu Matsumoto   in Osaka

Senior Managing Director

  Toshio Hirota   Osaka Branch Manager

Executive Managing Director

  Shogo Sakaguchi   in Nagoya

Senior Managing Director

  Noriyasu Yoshizawa   Head of China Operations

Senior Managing Director

  Akihito Watanabe   Financial Research & Economic Center

Senior Managing Director

  Yasuyuki Kato   Managing Director of Quantitative Research Dept., Financial Research & Economic Center

Senior Managing Director

  Masafumi Nakada   Controller’s, Finance, IR, Underwriting Credit Evaluation, Risk Management

Senior Managing Director

  Akihiko Nakamura   IT & Operations Division

Executive Managing Director

  Masanori Itatani   Internal Audit

Executive Managing Director

  Yusuke Yamada   Human Resources

Senior Managing Director

  Hiroshi Tanaka   Human Resources, Secretariat, Legal

Senior Managing Director

(Representative EO )

  Yasuo Yoshihara   Compliance Division, Internal administration supervisor

Senior Managing Director

  Tetsu Ozaki   Corporate Planning, Corporate Communications, Publicity

 

     Ends         
         

 

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For further information please contact:

 

Name


 

Company


 

Telephone


Masafumi Yoshino

  Nomura Securities Co., Ltd   81-3-3278-0591

Shuji Sato

  Corporate Communications Dept.,    

Mitch Hayes

  Nomura Group Headquarters    

Larry Heiman

       

 

Notes to editors:

 

The Nomura Group

 

Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, 133 branches in Japan, and an international network in 28 countries; with regional headquarters in Hong Kong, London, and New York. The Group’s business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.

 

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