FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2005.
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
Information furnished on this form:
Exhibit Number
1. | [Changes in Nomura Group Company Organizations, Directors and Executive Officers] |
2. | [Nomura Holdings to Reorganize Management Structure] |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC. | ||||
Date: March 7, 2005 | By: | /s/ Hiroshi Tanaka | ||
Hiroshi Tanaka | ||||
Senior Managing Director |
3
Tokyo, March 4, 2005
Changes in Nomura Group Company Organizations, Directors and Executive Officers
Nomura Holdings, Inc. announces the following Nomura Group company organizational, Director and Executive Officer changes. These apply to Nomura Holdings as well as to its wholly owned subsidiaries.
A. Organizational Changes
(effective April 1, 2005)
Nomura Holdings, Inc.
1. Commitment Committee
A Commitment Committee will be newly established.
2. Corporate Planning Department
A Corporate Planning Department will be newly established.
Nomura Securities Co., Ltd.
1. Commitment Committee
The Commitment Committee will be dissolved.
2. Visual Contents Products Department
A Visual Contents Products Department will be newly established.
Nomura Asset Management Co., Ltd.
1. Research & Development Center
A Research & Development Center will be newly established. This will be comprised of the newly established Investment Research & Development Center as well as the Investment Performance Analysis & Risk Supervisory Department that currently part of the Compliance & Investment Administration Division.
2. Compliance & Investment Administration Division
The Compliance & Investment Administration Division is to be dissolved. Consequently, the Compliance Department will no longer belong under a division.
1
3. Clients Services Division
An Institutional Business Planning Department is to be newly established within the Clients Services Division. The International Business Development Department is to be dissolved and its functions transferred to the Institutional Business Planning Department.
B. Changes in Directors and Executive Officers
Nomura Holdings, Inc.
Executive Officers:
Retiring (effective March 31, 2005)
Takashi Tsutsui, Senior Managing Director
Yoshifumi Kawabata, Senior Managing Director
Noriyuki Ushiyama, Senior Managing Director
Newly Appointed (effective April 1, 2005)
Yasuaki Fukui, Senior Managing Director
(currently Director, Nomura Securities Co., Ltd.)
Atsuo Sakurai, Senior Managing Director
(currently Managing Director, Asset Finance Dept., Nomura Securities Co., Ltd.)
Masafumi Nakada, Senior Managing Director
(currently Managing Director, Compliance Dept., Nomura Securities Co., Ltd.)
Hiromasa Yamazaki, Senior Managing Director
(currently Managing Director, Personnel Dept., Nomura Securities Co., Ltd.)
Nomura Securities Co., Ltd.
Directors:
Retiring (effective March 31, 2005)
Takumi Shibata, Director
Yasuaki Fukui, Director
(appointed Senior Managing Director, Nomura Holdings, Inc., effective April 1, 2005)
Newly Appointed (pending shareholders approval in March 2005)
Yuki Takahashi, Director
Yasuo Yoshihara, Director
2
Executive Officers:
Newly Appointed (effective April 1, 2005)
Hiromi Yamaji, Executive Managing Director
(currently Senior Managing Director, Nomura Holdings, Inc.)
Yasuyuki Kato, Senior Managing Director
(currently Managing Director, Quantitative Research Dept.)
Tomonori Soeda, Senior Managing Director
(currently Managing Director, Public Sector Institutions Dept.)
Hiroyuki Suzuki, Senior Managing Director
(currently Managing Director, Corporate Planning Dept.)
Atsuo Sakurai, Senior Managing Director
(currently Managing Director, Asset Finance Dept.)
Etsuo Misonou, Senior Managing Director
(currently Managing Director, Fukuoka Branch Office)
Masafumi Nakada, Senior Managing Director
(currently Managing Director, Compliance Dept.)
Hiromasa Yamazaki, Senior Managing Director
(currently Managing Director, Personnel Dept.)
Promoted (effective April 1, 2005)
Manabu Matsumoto, Executive Vice President
(currently Executive Managing Director)
Retiring (effective March 31, 2005)
Takashi Tsutsui, Executive Vice President
(appointed Advisor effective April 1, 2005)
Takumi Shibata, Executive Vice President
(appointed President & CEO, Nomura Asset Management Co., Ltd. effective April 1, 2005)
Yoshifumi Kawabata, Executive Managing Director
(appointed President & CEO, Nomura Investor Relations Co., Ltd., effective April 1, 2005)
Yuki Takahashi, Senior Managing Director
(appointed Director effective April 1, 2005)
Noriyuki Ushiyama, Senior Managing Director
(appointed Executive Managing Director, Nomura Investor Relations Co., Ltd. effective April 1, 2005)
Nomura Asset Management Co., Ltd.
Directors:
Retiring (effective March 31, 2005)
Kazutoshi Inano, Director
Hiroshi Toda, Outside Director
Hiroshi Tanaka, Outside Director
Newly Appointed (effective April 1, 2005)
Takumi Shibata, Director
(currently Director / Executive Vice President, Nomura Securities Co., Ltd.)
Akihiko Nakamura, Outside Director
(currently Senior Managing Director, Nomura Holdings, Inc.)
Tetsu Ozaki, Outside Director
(currently Senior Managing Director, Nomura Holdings, Inc.)
3
Executive Officers:
Retiring (effective March 31, 2005)
Kazutoshi Inano, President & CEO
Yukio Suzuki, Executive Managing Director
(appointed Advisor, Nomura Holdings, Inc., effective April 1, 2005)
Yuji Miyachi, Senior Managing Director
(appointed Executive Managing Director, Nomura Funds Research and Technologies Co. Ltd., effective April 1, 2005)
Toshiki Sada, Senior Managing Director
(appointed Advisor, effective April 1, 2005)
Newly Appointed (effective April 1, 2004)
Takumi Shibata, President & CEO
(currently Director / Executive Vice President, Nomura Securities Co., Ltd.)
Takao Omori, Senior Managing Director
(currently Managing Director, Structured Products Investment Department)
Tamon Watanabe, Senior Managing Director
(currently Managing Director, Institutional Clients Services Department)
Mitsugu Toyoda, Senior Managing Director
(currently Managing Director, Investment Business Planning Department)
Promoted (effective April 1, 2005)
Atsushi Yoshikawa, Executive Vice President
(currently Executive Managing Director)
The Nomura Trust and Banking Co., Ltd.
Directors:
Retiring (effective March 31, 2005)
Tomozo Uemura, Director
(appointed Counsel, effective April 1, 2005)
Newly Appointed (pending shareholders approval in March 2005)
Takumi Shibata, Outside Director
(currently Director and Executive Vice President, Nomura Securities Co., Ltd.)
Nagamichi Fujioka, Director
(currently Director, Nomura Babcock & Brown Co., Ltd.)
Kazutoshi Inano, Chairman
(currently Director)
4
Executive Officers:
Retiring (effective March 31, 2005)
Katsutoshi Kato, Senior Managing Director
(appointed Counsel, Nomura Asset Management Co., Ltd., effective April 1, 2005)
Newly Appointed (effective April 1, 2005)
Makoto Ishitoko, Senior Managing Director
(currently Managing Director, Shinjuku Branch Office, Nomura Securities Co., Ltd.)
Nomura Investor Relations Co., Ltd.
Chairman:
Retiring (effective March 31, 2005)
Akira Tsuda
President & CEO:
Retiring (effective March 31, 2005)
Masaharu Koike
Newly Appointed (effective April 1, 2005)
Yoshifumi Kawabata
Nomura Principal Finance Co., Ltd.
President & CEO:
Retiring (effective March 31, 2005)
Yoshifumi Kawabata
Newly Appointed (effective April 1, 2005)
Akira Maruyama
Nomura Funds Research and Technologies Co., Ltd.
President & CEO:
Retiring (effective March 31, 2005)
Yusaku Sakaguchi
Newly Appointed (effective April 1, 2005)
Yasuaki Fukui
5
Nomura Asset Properties Co., Ltd.
(Effective April 1, 2005, Nomura Asset Properties Co., Ltd. and Nomura Facilities, Inc. are scheduled to merge into one company with the former as the continuing entity assuming the name Nomura Facilities, Inc.)
President & CEO:
Retiring (effective March 31, 2005)
Kamezo Nakai
Newly Appointed (effective April 1, 2005)
Satoru Ito
C. Changes of Key Management in Nomura Groups Overseas Businesses
(effective April 1, 2005)
Nomura Investment Banking | Takuya Furuya, President | |
(Middle East) B.S.C. (c) |
Ends | ||||
For further information please contact:
Name |
Company |
Telephone | ||
Masafumi Yoshino | Nomura Securities Co., Ltd | +81-3-3278-0591 | ||
Shuji Sato | Corporate Communications Dept., | |||
Mitch Hayes | Nomura Group Headquarters | |||
Larry Heiman |
Notes to editors:
The Nomura Group
Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, 133 branches in Japan, and an international network in 28 countries; with regional headquarters in Hong Kong, London, and New York. The Groups business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.
6
Tokyo, 4 March, 2005
Nomura Holdings to Reorganize Management Structure
Nomura Holdings Inc., (Nomura) today announced measures to enhance its management structure by establishing a Corporate Planning Department and reorganizing its three business lines into five. A number of new executive officer positions will also be created. The moves, effective April 1, 2005, are aimed at streamlining the decision making process and addressing areas of recent business expansion.
The new structure will give us more flexibility to take advantage of new business opportunities and speed up the pace of our ongoing global expansion, said Nobuyuki Koga, President and CEO of Nomura.
Working closely with Nomura Securities Corporate Planning Department, the Nomura Holdings Corporate Planning Department will be charged with supporting the CEO, COO, and Co-COO to craft strategies for new and existing businesses across all business lines.
Nomuras operations are currently divided into three business lines: Domestic Retail, Global Wholesale, and Asset Management. To better position itself for future growth, Nomura has decided to split its Global Wholesale operations into three business lines: Global Markets, Global Investment Banking, and Global Merchant Banking. As a result, Nomuras operations will now be spread across five business lines: Domestic Retail, Global Markets, Global Investment Banking, Global Merchant Banking, and Asset Management. All business lines will work closely with each other under the three representative executive officers.
In Global Markets, Asset Finance will be newly established in line with an expected increase in asset finance business opportunities. Global Markets will now consist of Global Fixed Income, Global Equity, and Asset Finance.
In addition to the reorganization of its operations, Nomura will revamp its executive officer lineup. A new executive officer position will be created in Global Markets to oversee Asset Finance. To address the growing needs of the public sector, an executive officer in charge of business related to public corporations will join Global Investment Banking. A new executive officer will also be posted to Global Research to oversee the Quantitative Research Department, bolstering Nomuras efforts to respond to growing customer needs for sophisticated solutions in such areas as annuities. An additional executive officer in charge of Asset Management will help enhance Nomuras ability to supply products through a diverse range of distribution channels.
1
With the recent growth and development of the Chinese market, Nomura has decided to create a new executive officer position to head up the companys operations in China. This is aimed at accelerating growth in Nomuras Chinese business and underscores the companys firm commitment to the Chinese market.
New structure and executives in charge of each area as of April 1
2
Tokyo, March 4, 2005
Nomura Holdings New Management Lineup
Nomura Holdings Inc., today announced a new management lineup effective April 1, 2005.
Title |
Name |
Responsibilities | ||
Senior Managing Director | Junichi Ujiie | Overall management | ||
President & CEO (Representative Executive Officer) |
Nobuyuki Koga | Chief Executive Officer | ||
Deputy President & COO (Representative Executive Officer) |
Hiroshi Toda | Chief Operating Officer | ||
Deputy President & Co-COO (Representative Executive Officer) |
Kazutoshi Inano | Co-Chief Operating Officer | ||
Domestic Retail | ||||
Senior Managing Director | Kenichi Watanabe | Head of Domestic Retail | ||
Senior Managing Director | Hitoshi Tada | Head of Marketing Division, Nomura Securities Co., Ltd. | ||
Senior Managing Director | Yoshimitsu Oura | Head of Employees Investment Plan Division and Asset Management Services Division, Nomura Securities Co., Ltd. | ||
Global Markets | ||||
Senior Managing Director | Yasuo Agemura | Head of Global Markets | ||
Senior Managing Director | Shigesuke Kashiwagi | Head of Global Fixed Income | ||
Senior Managing Director | Hiromasa Yamazaki | Head of Global Equity | ||
Senior Managing Director | Atsuo Sakurai | Head of Asset Finance | ||
Global Investment Banking | ||||
Senior Managing Director | Takashi Yanagiya | Head of Global Investment Banking | ||
Senior Managing Director | Hiromi Yamaji | Global Investment Banking | ||
Global Merchant Banking | ||||
Senior Managing Director | Akira Maruyama | Head of Global Merchant Banking | ||
Asset Management | ||||
Senior Managing Director | Takumi Shibata | Head of Asset Management | ||
Senior Managing Director | Kamezo Nakai | Asset Management (Nomura Asset Management Co., Ltd.) | ||
Senior Managing Director | Takahide Mizuno | Asset Management (Nomura Asset Management Co., Ltd.) | ||
Senior Managing Director | Atsushi Yoshikawa | Asset Management (Nomura Asset Management Co., Ltd.) | ||
Senior Managing Director | Yoshimitsu Oura | Asset Management (Nomura Pension Support & Service Co., Ltd.), co-assigned to Domestic Retail | ||
Senior Managing Director | Yasuaki Fukui | Asset Management (Nomura Funds Research and Technologies Co., Ltd.) |
3
Osaka/Nagoya |
||||
Senior Managing Director | Manabu Matsumoto | Nomura Securities Co., Ltd. Osaka Office | ||
Senior Managing Director | Shogo Sakaguchi | Nomura Securities Co., Ltd. Nagoya Office | ||
Regional Management | ||||
Senior Managing Director | Hideyuki Takahashi | Regional Management of Americas | ||
Senior Managing Director | Yugo Ishida | Regional Management of Europe | ||
Senior Managing Director | Noriyasu Yoshizawa | Regional Management of China | ||
Business Support | ||||
Senior Managing Director | Akihito Watanabe | Head of Global Research | ||
Senior Managing Director | Masafumi Nakada | Chief Financial Officer, Head of Global Risk Management and IR | ||
Senior Managing Director | Tetsu Ozaki | Head of Corporate Planning and Global Corporate Communications | ||
Senior Managing Director | Akihiko Nakamura | Head of Global IT & Operations | ||
Senior Managing Director | Masanori Itatani | Head of Internal Audit | ||
Senior Managing Director | Yusuke Yamada | Head of Human Resources, Nomura Securities Co., Ltd. | ||
Senior Managing Director | Hiroshi Tanaka | Head of Secretariat (Human Resources, Secretariat, Legal, Nomura Securities Co., Ltd.) | ||
Senior Managing Director | Yasuo Yoshihara | Head of Ethics & Discipline Department (Head of Compliance Division, Nomura Securities Co., Ltd.) |
4
Tokyo, March 4, 2005
Nomura Securities New Management Lineup
Nomura Securities Co., Ltd. today announced a new management lineup effective April 1, 2005.
Title |
Name |
Responsibilities | ||
President & CEO (Representative EO ) |
Nobuyuki Koga | Chief Executive Officer (CEO) | ||
Deputy President (Representative EO ) |
Hiroshi Toda | Chief Operating Officer (COO) | ||
Executive Vice President (Representative EO ) |
Kenichi Watanabe | Retail Business Unit | ||
Executive Managing Director |
Hitoshi Tada | Marketing Division, Public Sector Institutions | ||
Senior Managing Director |
Shinichiro Watanabe | Marketing Division (Tobu & Hokuriku) | ||
Senior Managing Director |
Masanori Nishimatsu | Marketing Division (Metropolitan) | ||
Senior Managing Director |
Minoru Aoki | Marketing Division (Tokyo) & Head Office | ||
Senior Managing Director |
Etsuo Misonou | Marketing Division (Tokai & Metropolitan) | ||
Senior Managing Director |
Shigeyuki Kurokawa | Marketing Division (Kinki) | ||
Senior Managing Director |
Masahiko Kitayama | Marketing Division (Chugoku, Shikoku & Kyushu) | ||
Senior Managing Director |
Minoru Kobayashi | Financial Adviser in Marketing Division | ||
Executive Managing Director |
Yoshimitsu Oura | Employee Investment Plan Division & Asset Management Services Division | ||
Senior Managing Director |
Toshihiro Iwasaki | Financial Management Division | ||
Executive Managing Director |
Yasuo Agemura | Fixed Income Division & Equity Division, Asset Finance, Syndicate | ||
Senior Managing Director |
Shigesuke Kashiwagi | Fixed Income Division | ||
Senior Managing Director |
Hiromasa Yamazaki | Equity Division | ||
Senior Managing Director |
Atsuo Sakurai | Asset Finance | ||
Executive Vice President (Representative EO ) |
Takashi Yanagiya | Investment Banking Unit, Asset Finance |
5
Executive Managing Director |
Hiromi Yamaji | Investment Banking | ||
Senior Managing Director |
Hiroyuki Suzuki | Investment Banking | ||
Senior Managing Director |
Kazuo Okizaki | Investment Banking Division | ||
Senior Managing Director |
Koji Nagai | Investment Banking Division | ||
Senior Managing Director |
Shoichi Nagamatsu | Investment Banking Division | ||
Senior Managing Director |
Isao Shirai | Financial Institutions | ||
Senior Managing Director |
Tomonori Soeda | Public Sector Institutions | ||
Senior Managing Director |
Akira Maruyama | Merchant Banking Division | ||
Executive Vice President (Representative EO ) |
Manabu Matsumoto | in Osaka | ||
Senior Managing Director |
Toshio Hirota | Osaka Branch Manager | ||
Executive Managing Director |
Shogo Sakaguchi | in Nagoya | ||
Senior Managing Director |
Noriyasu Yoshizawa | Head of China Operations | ||
Senior Managing Director |
Akihito Watanabe | Financial Research & Economic Center | ||
Senior Managing Director |
Yasuyuki Kato | Managing Director of Quantitative Research Dept., Financial Research & Economic Center | ||
Senior Managing Director |
Masafumi Nakada | Controllers, Finance, IR, Underwriting Credit Evaluation, Risk Management | ||
Senior Managing Director |
Akihiko Nakamura | IT & Operations Division | ||
Executive Managing Director |
Masanori Itatani | Internal Audit | ||
Executive Managing Director |
Yusuke Yamada | Human Resources | ||
Senior Managing Director |
Hiroshi Tanaka | Human Resources, Secretariat, Legal | ||
Senior Managing Director (Representative EO ) |
Yasuo Yoshihara | Compliance Division, Internal administration supervisor | ||
Senior Managing Director |
Tetsu Ozaki | Corporate Planning, Corporate Communications, Publicity |
Ends | ||||
6
For further information please contact:
Name |
Company |
Telephone | ||
Masafumi Yoshino |
Nomura Securities Co., Ltd | 81-3-3278-0591 | ||
Shuji Sato |
Corporate Communications Dept., | |||
Mitch Hayes |
Nomura Group Headquarters | |||
Larry Heiman |
Notes to editors:
The Nomura Group
Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, 133 branches in Japan, and an international network in 28 countries; with regional headquarters in Hong Kong, London, and New York. The Groups business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.
7