Schedule 13D Amendment No. 2

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

LyondellBasell Industries N.V.

(Name of Issuer)

 

 

Class A ordinary shares, par value €0.04 per share

(Title of Class of Securities)

N53745100

(CUSIP Number)

Alejandro Moreno

c/o Access Industries, Inc

730 Fifth Avenue, 20th Floor

New York, New York 10019

(212) 247-6400

with copies to:

Matthew E. Kaplan

Debevoise & Plimpton LLP

919 Third Avenue

New York, New York 10022

(212) 909-6000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

February 15, 2012

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  ¨

 

 

 


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

AI International Chemicals S.À.R.L.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    79,961,051 shares

     8   

SHARED VOTING POWER

 

    505,342 shares

     9   

SOLE DISPOSITIVE POWER

 

    79,961,051 shares

   10   

SHARED DISPOSITIVE POWER

 

    505,342 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    OO (Limited Liability Company)

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

Len Blavatnik

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    0 shares

     8   

SHARED VOTING POWER

 

    80,466,393 shares

     9   

SOLE DISPOSITIVE POWER

 

    0 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,466,393 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IN

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

AI Investments Holdings LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    0 shares

     8   

SHARED VOTING POWER

 

    80,466,393 shares

     9   

SOLE DISPOSITIVE POWER

 

    0 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,466,393 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    OO (Limited Liability Company)

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

AI SMS L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    0 shares

     8   

SHARED VOTING POWER

 

    80,466,393 shares

     9   

SOLE DISPOSITIVE POWER

 

    0 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,466,393 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    PN

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

AI SMS GP Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    British Virgin Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    0 shares

     8   

SHARED VOTING POWER

 

    80,466,393 shares

     9   

SOLE DISPOSITIVE POWER

 

    0 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,466,393 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    OO (Limited Liability Company)

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

Access Industries, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    0 shares

     8   

SHARED VOTING POWER

 

    80,466,393 shares

     9   

SOLE DISPOSITIVE POWER

 

    0 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,466,393 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    OO (Limited Liability Company)

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

Access Industries Management, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    0 shares

     8   

SHARED VOTING POWER

 

    80,466,393 shares

     9   

SOLE DISPOSITIVE POWER

 

    0 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,466,393 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    OO (Limited Liability Company)

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

Altep 2010 L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    297,080 shares

     8   

SHARED VOTING POWER

 

    80,169,313 shares

     9   

SOLE DISPOSITIVE POWER

 

    297,080 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,169,313 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    PN

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

Altep 2011 L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    208,262 shares

     8   

SHARED VOTING POWER

 

    80,258,131 shares

     9   

SOLE DISPOSITIVE POWER

 

    208,262 shares

   10   

SHARED DISPOSITIVE POWER

 

    80,258,131 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    PN

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


CUSIP No. N53745100  

 

  1   

NAME OF REPORTING PERSON.

 

Access Industries, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

    OO

  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    New York

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     7    

SOLE VOTING POWER

 

    505,342 shares

     8   

SHARED VOTING POWER

 

    79,961,051 shares

     9   

SOLE DISPOSITIVE POWER

 

    505,342 shares

   10   

SHARED DISPOSITIVE POWER

 

    79,961,051 shares

11

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    80,466,393 shares

12

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ¨

 

13

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

    13.93%(1)

14

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    CO

 

(1) All percentages are based on an aggregate of 577,441,527 ordinary shares issued and outstanding, as reported in the Issuer’s quarterly report filed on Form 10-Q for the quarter ended September 30, 2011.


Amendment No. 2 to Schedule 13D

This amendment to Schedule 13D is being filed by AI International Chemicals S.À.R.L. (“AIIC”), Len Blavatnik, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, Altep 2010 L.P. (“Altep 2010”), Altep 2011 L.P. (“Altep 2011”), and Access Industries, Inc. (collectively, the “Reporting Persons”, and each, a “Reporting Person”) to report the sale by AIIC and Altep 2010 of 9,940,043 and 36,930 Class A ordinary shares, par value €0.04 per share (the “ordinary shares”), respectively.

The Schedule 13D (the “Schedule”) filed with the Securities and Exchange Commission on January 10, 2011, as amended and supplemented by Amendment No. 1, filed February 23, 2011, is hereby amended and supplemented by the Reporting Persons as set forth below in this Amendment No. 2. This amendment is filed by the Reporting Persons in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended, and refers only to information that has materially changed since the filing of the Schedule 13D. The items identified below, or the particular paragraphs of such items which are identified below, are amended as set forth below. Unless otherwise indicated, all capitalized terms used and not defined herein have the respective meanings assigned to them in the Schedule.

 

Item 2 Identity and Background

The disclosure in Item 2 with respect to the identity and background of AI Chemical Holdings LLC is hereby amended and restated as follows to reflect that AI Chemical Holdings LLC renamed itself to AI Investments Holdings LLC.

 

Name

  

Address of Business/Principal
Office

  

Principal Business/Occupation

  

Jurisdiction of Organization/
Citizenship

AI Investments Holdings LLC   

c/o Access Industries, Inc.

730 Fifth Avenue

New York, NY 10019

   Holding strategic investments in a variety of industries worldwide    Delaware

The agreement among the Reporting Persons relating to the joint filing of this Schedule 13D is filed as Exhibit 99.1.2 hereto.

 

Item 5 Interest in Securities of the Issuer

The disclosure in Items 5(a) and 5(b) is hereby amended and restated in its entirety to read as follows:

(a) and (b) The responses of each of the Reporting Persons with respect to Rows 11, 12, and 13 of the cover pages of this Schedule 13D that relate to the aggregate number and percentage of ordinary shares (including but not limited to footnotes to such information) are incorporated herein by reference.

The responses of each of the Reporting Persons with respect to Rows 7, 8, 9, and 10 of the cover pages of this Schedule 13D that relate to the number of ordinary shares as to which each of the persons or entities referenced in Item 2 above has sole or shared power to vote or to direct the vote of and sole or shared power to dispose of or to direct the disposition of (including but not limited to footnotes to such information) are incorporated herein by reference.

AIIC holds 79,961,051 ordinary shares directly. Each of AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik may be deemed to beneficially own the 79,961,051 ordinary shares held directly by AIIC. AI Investments Holdings LLC controls AIIC and, as a result, may be deemed to share voting and investment power over the ordinary shares beneficially owned by AIIC. AI SMS L.P. is the sole member of AI Investments Holdings LLC and, as a result, may be deemed to share voting and investment power over the ordinary shares beneficially owned by AIIC and AI Investments Holdings LLC. AI SMS GP Limited is the general partner of AI SMS L.P. and, as such, may be deemed to share voting and investment power over the ordinary shares deemed beneficially owned by AIIC, AI Investments Holdings LLC, and AI SMS L.P. Access Industries, LLC controls AI SMS GP Limited and, as a result, may be deemed to share voting and investment power over the ordinary shares beneficially owned by AIIC, AI Investments Holdings LLC, AI SMS L.P., and AI SMS GP Limited. Access Industries Management, LLC controls Access Industries, LLC and, as a result, may be deemed to share voting and investment power over the shares beneficially owned by AIIC, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, and Access Industries, LLC. Mr. Blavatnik controls Access Industries Management, LLC and, as a result, may be deemed to share voting and investment power over the ordinary shares beneficially owned by AIIC, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, and Access Industries Management, LLC. Because of their relationships with the other Reporting Persons, Altep 2010 L.P., Altep 2011 L.P., and Access Industries, Inc. may be deemed to share investment and voting power over the ordinary shares beneficially owned by AIIC, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, and Mr. Blavatnik. Each of AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, Altep 2010, Altep 2011, Access Industries, Inc., and Len Blavatnik, and each of their affiliated entities and the officers, partners, members, and managers thereof, other than AIIC, disclaims beneficial ownership of the shares held by AIIC.


Altep 2010 holds 297,080 ordinary shares directly. Each of Access Industries, Inc. and Len Blavatnik may be deemed to beneficially own the 297,080 ordinary shares held directly by Altep 2010. Access Industries, Inc. is the general partner of Altep 2010 and, as a result, may be deemed to have voting and investment control over the shares owned directly by Altep 2010. Mr. Blavatnik controls Access Industries, Inc. and, as a result, may be deemed to share voting and investment power over the 297,080 ordinary shares held by Altep 2010. Because of their relationships with the other Reporting Persons, each of AIIC, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, and Altep 2011 may be deemed to share investment and voting power over the ordinary shares beneficially owned by Altep 2010, Access Industries, Inc., and Mr. Blavatnik. Each of AIIC, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, Access Industries, Inc., and Mr. Blavatnik, and each of their affiliated entities and the officers, partners, members, and managers thereof, other than Altep 2010, disclaims beneficial ownership of the shares held by Altep 2010.

Altep 2011 holds 208,262 ordinary shares directly. Each of Access Industries, Inc. and Len Blavatnik may be deemed to beneficially own the 208,262 ordinary shares held directly by Altep 2011. Access Industries, Inc. is the general partner of Altep 2011 and, as a result, may be deemed to have voting and investment control over the shares owned directly by Altep 2011. Mr. Blavatnik controls Access Industries, Inc. and, as a result, may be deemed to share voting and investment power over the 208,262 ordinary shares held by Altep 2011. Because of their relationships with the other Reporting Persons, each of AIIC, AI Investments Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, and Altep 2010 may be deemed to share investment and voting power over the ordinary shares beneficially owned by Altep 2011, Access Industries, Inc., and Mr. Blavatnik. Each of AIIC, AI Investments


Holdings LLC, AI SMS L.P., AI SMS GP Limited, Access Industries, LLC, Access Industries Management, LLC, Access Industries, Inc., and Mr. Blavatnik, and each of their affiliated entities and the officers, partners, members, and managers thereof, other than Altep 2011, disclaims beneficial ownership of the shares held by Altep 2011.

The disclosure in Item 5(c) is hereby supplemented by adding the following at the end thereof:

(c) The following transactions in the Issuer’s securities have been effected by Reporting Persons within the 60 days prior to this filing:

On February 14, 2012, AIIC sold 1,127,812 ordinary shares at a weighted average price of $45.16 per share pursuant to a sale effected under Rule 144 promulgated under the Securities Act of 1933, as amended (“Rule 144”). The actual number of shares at each sale price is listed in Appendix A to this filing.

On February 14, 2012, Altep 2010 sold 4,188 ordinary shares at a weighted average price of $45.16 pursuant to a sale effected under Rule 144. The actual number of shares at each sale price is listed in Appendix A to this filing.

On February 15, 2012, AIIC sold 8,812,231 ordinary shares for $43.86 per share pursuant to a sale effected under Rule 144.

On February 15, 2012, Altep 2010 sold 32,742 ordinary shares for $43.86 per share pursuant to a sale effected under Rule 144.

 

Item 7 Materials to Be Filed as Exhibits

The disclosure in Item 7 is hereby supplemented by adding the following in appropriate numerical order:

Exhibit 99.1.2      Joint Filing Agreement, dated as of February 15, 2012.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 15, 2012
AI INTERNATIONAL CHEMICALS S.À.R.L.
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Class A Manager
LEN BLAVATNIK
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Attorney-in-Fact
AI INVESTMENTS HOLDINGS LLC
By:   Access Industries Management, LLC, its manager
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Senior Vice President
AI SMS L.P.
By:   AI SMS GP Limited, its general partner
By:   Belvaux Management Limited, its director
By:  

/s/ RONAN J.E. KUCZAJ

  Name:   Ronan J.E. Kuczaj
  Title:   Director
AI SMS GP LIMITED
By:   Belvaux Management Limited, its director
By:  

/s/ RONAN J.E. KUCZAJ

  Name:   Ronan J.E. Kuczaj
  Title:   Director


 

ACCESS INDUSTRIES, LLC
By:   Access Industries Management, LLC, its manager
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Senior Vice President
ACCESS INDUSTRIES MANAGEMENT, LLC
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Senior Vice President
ALTEP 2010 L.P.
By:   Access Industries, Inc., its general partner
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Senior Vice President
ALTEP 2011 L.P.
By:   Access Industries, Inc., its general partner
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Senior Vice President
ACCESS INDUSTRIES, INC.
By:  

/s/ ALEJANDRO MORENO

  Name:   Alejandro Moreno
  Title:   Senior Vice President


Appendix A

Appendix A

The following table indicates the shares sold at each price. For each sale, 99.63% of such sale was for the account of AIIC and 0.37% of such sale was for the account of Altep 2010.

 

Number of
Shares Sold

   Sale Price  
189,900      44.5000   
200      44.5001   
100      44.5002   
100      44.5003   
100      44.5005   
100      44.5006   
100      44.5010   
200      44.5011   
100      44.5012   
100      44.5014   
200      44.5017   
200      44.5018   
30,567      44.5050   
23,183      44.5100   
200      44.5103   
100      44.5104   
100      44.5107   
4,000      44.5125   
12,400      44.5150   
23,750      44.5200   
100      44.5202   
2,300      44.5250   
9,600      44.5300   
100      44.5301   
100      44.5320   
100      44.5350   
20,200      44.5400   
4,143      44.5500   
4,791      44.5650   
2,300      44.5800   
100      44.5818   
4,400      44.5850   
300      44.5900   
100      44.5918   
10,800      44.5950   
32,500      44.6000   
100      44.6009   
400      44.6026   
100      44.6036   
17,900      44.6050   
8,000      44.6100   
400      44.6101   
2,900      44.6150   
8,300      45.0000   


Appendix A

 

Number of
Shares Sold

   Sale Price  
1,300      45.0050   
17,972      45.0500   
100      45.0504   
100      45.0505   
100      45.0600   
300      45.0700   
1,000      45.0800   
100      45.0802   
100      45.0804   
1,900      45.0900   
200      45.0950   
5,700      45.1000   
700      45.1200   
100      45.1202   
200      45.1250   
4,834      45.2000   
100      45.2050   
2,000      45.2500   
200      45.2600   
100      45.2618   
300      45.2650   
24,501      45.4000   
1,200      45.4050   
399      45.4100   
200      45.4150   
100      45.4350   
200      45.4400   
600      45.4450   
600      45.4500   
344,569      45.5000   
100      45.5001   
100      45.5002   
100      45.5003   
100      45.5004   
200      45.5005   
300      45.5006   
100      45.5010   
200      45.5013   
100      45.5014   
100      45.5017   
200      45.5019   
100      45.5032   
200      45.5036   
1,600      45.5050   
12,198      45.5100   
100      45.5102   
100      45.5104   
100      45.5106   
300      45.5107   


Appendix A

 

Number of
Shares Sold

   Sale Price  
100      45.5109   
100      45.5110   
100      45.5136   
2,400      45.5150   
9,757      45.5200   
100      45.5204   
100      45.5205   
200      45.5206   
200      45.5207   
100      45.5209   
100      45.5211   
200      45.5230   
15,785      45.5250   
5,747      45.5300   
100      45.5302   
200      45.5310   
200      45.5313   
2,300      45.5350   
5,298      45.5400   
100      45.5401   
200      45.5403   
100      45.5405   
100      45.5407   
100      45.5410   
100      45.5412   
100      45.5414   
100      45.5415   
100      45.5425   
200      45.5427   
400      45.5450   
36,301      45.5500   
800      45.5550   
3,900      45.5600   
2,500      45.5650   
3,302      45.5700   
100      45.5711   
1,900      45.5800   
12,700      45.5900   
100      45.5901   
100      45.5911   
100      45.5919   
100      45.5929   
5,700      45.5950   
11,281      45.6000   
1,400      45.6050   
1,922      45.6100   
200      45.6150   
600      45.6200   
1,201      45.6250   


Appendix A

 

Number of
Shares Sold

   Sale Price  
5,000      45.6300   
700      45.6350   
6,500      45.6400   
56,800      45.6441   
500      45.6450   
5,627      45.6500   
19,500      45.6503   
700      45.6550   
1,900      45.6600   
600      45.6650   
4,232      45.6700   
8,600      45.6750   
15,300      45.6800   
1,100      45.6850   
800      45.6900   
16,900      45.7000   
3,300      45.7050   
4,100      45.7100   
100      45.7136   
1,600      45.7150   
3,100      45.7200   
100      45.7210   
140      45.7250   
1,400      45.7300   
200      45.7350   
1,000      45.7400   
400      45.7450   
300      45.8000   
200      45.8100   
100      45.8200   
100      45.8300   
100      45.8400   
300      45.8600   
1,132,000