SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO §240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO §240.13d-2
(Amendment No. 6)*
Atlanticus Holdings Corporation
(Name of Issuer)
Common Stock, no par value per share
(Title of Class of Securities)
04914Y102
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 04914Y102 |
1. |
NAMES OF REPORTING PERSONS
David G. Hanna | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
4,098,072 (a)(b) | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
4,098,072 (a)(b) | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,098,072 (a)(b) | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
26.4% | |||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN |
(a) | Includes 4,098,072 shares of Atlanticus Holdings Corporation (the Company) common stock held by DKH Capital, LLC (DKH). The Operating Agreement of DKH provides that David G. Hanna shall solely possess the power to vote and dispose of the Companys common stock held by DKH. |
(b) | Excludes 4,098,072 shares of the Companys common stock that have been pledged to an entity controlled by David G. Hanna and members of David G. Hannas immediate family (the Pledgee) to secure a loan to an entity controlled by Frank J. Hanna, III and members of Frank J. Hanna, IIIs immediate family. The pledge agreement, prior to default, does not grant to the Pledgee (i) the power to vote or to direct the vote of the pledged shares or (ii) the power to dispose or direct the disposition of the pledged shares. |
CUSIP No. 04914Y102 |
1. |
NAMES OF REPORTING PERSONS
DKH Capital, LLC | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada | |||||
Number of Shares Beneficially Owned by Each Reporting Person With |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
4,098,072 | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
4,098,072 | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,098,072 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
26.4% | |||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO |
Item 1.
(a) | Name of Issuer: |
Atlanticus Holdings Corporation
(b) | Address of Issuers Principal Executive Offices: |
Five Concourse Parkway, Suite 400
Atlanta, Georgia 30328
Item 2.
(a) | Name of Person Filing: |
David G. Hanna
DKH Capital, LLC
(b) | Address of Principal Business Office or, if None, Residence: |
David G. Hanna
c/o Atlanticus Holdings Corporation
Five Concourse Parkway, Suite 400
Atlanta, Georgia 30328
DKH Capital, LLC
101 Convention Center Drive, Suite 850
Las Vegas, Nevada 89109
(c) | Citizenship: |
David G. Hanna United States of America
DKH Capital, LLC Nevada
(d) | Title of Class of Securities: |
Common stock, no par value per share
(e) | CUSIP Number: |
04914Y102
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not Applicable
Item 4. | Ownership. |
(a) | Amount beneficially owned as of December 31, 2012: |
David G. Hanna is deemed to beneficially own 4,098,072 shares of Atlanticus Holdings Corporation (the Company) common stock, but does not directly own any shares of the Companys common stock.
David G. Hanna is deemed the beneficial owner of 4,098,072 shares of the Companys common stock held by DKH Capital, LLC (DKH). David G. Hanna owns the majority of the economic interests in DKH, and the Operating Agreement of DKH provides that David G. Hanna shall solely possess the power to vote and dispose of the Companys common stock held by DKH.
(b) | Percent of Class: |
David G. Hanna 26.4%
DKH Capital, LLC 26.4%
Based on 15,509,179 shares of the Companys common stock outstanding as of December 31, 2012 (according to information provided by the Company).
(c) | Number of shares as to which the person has: |
(i) Sole power to vote or to direct the vote:
David G. Hanna 0
DKH Capital, LLC 0
(ii) Shared power to vote or to direct the vote:
David G. Hanna 4,098,072
DKH Capital, LLC 4,098,072
(iii) Sole power to dispose or to direct the disposition of:
David G. Hanna 0
DKH Capital, LLC 0
(iv) Shared power to dispose or to direct the disposition of:
David G. Hanna 4,098,072
DKH Capital, LLC 4,098,072
Item 5. | Ownership of Five Percent or Less of a Class. |
Not Applicable
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
Not Applicable
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable
Item 9. | Notice of Dissolution of Group. |
Not Applicable
Item 10. | Certifications. |
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2013
/s/ David G. Hanna |
David G. Hanna |
DKH Capital, LLC | ||
By: | /s/ Kimberly M. Hanna |
Name: Kimberly M. Hanna | ||
Title: Manager |
Exhibit Index
Exhibit A | Joint Filing Agreement Pursuant to Rule 13d-1(k) |
Exhibit A
Joint Filing Agreement
This agreement is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the Act), by and among the parties listed below, each referred to herein as a Joint Filer. The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the rules thereunder may be filed on each of their behalf on Schedule 13D or Schedule 13G, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1.
Dated: February 14, 2013
/s/ David G. Hanna |
David G. Hanna |
DKH Capital, LLC | ||
By: | /s/ Kimberly M. Hanna |
Name: Kimberly M. Hanna | ||
Title: Manager |