SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934
TRI POINTE HOMES, INC.
(Name of Issuer)
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
87265H109
(CUSIP Number)
Devin W. Stockfish
Senior Vice President, General Counsel and Corporate Secretary
Weyerhaeuser Company
33663 Weyerhaeuser Way South
Federal Way, Washington 98063
Telephone: (253) 924-2802
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
Copy to:
Richard Hall, Esq. and Erik Tavzel, Esq.
Cravath, Swaine & Moore LLP
Worldwide Plaza
825 Eighth Avenue
New York, New York 10019
(212) 474-1000
July 7, 2014
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d.-7(b) for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
(Continued on following pages)
CUSIP No. 87265H109
(1) | NAMES OF REPORTING PERSONS
Weyerhaeuser Company
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) I.R.S. I.D. # 91-0470860 | |||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
| |||||
(3) | SEC USE ONLY
| |||||
(4) | SOURCE OF FUNDS
OO | |||||
(5) | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) ¨
| |||||
(6) | CITIZENSHIP OR PLACE OF ORGANIZATION
Washington | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
(7) | SOLE VOTING POWER
0 | ||||
(8) | SHARED VOTING POWER
0 | |||||
(9) | SOLE DISPOSITIVE POWER
0 | |||||
(10) | SHARED DISPOSITIVE POWER
0 | |||||
(11) |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
(12) | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) ¨
| |||||
(13) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
(14) | TYPE OF REPORTING PERSON
CO |
Explanatory Note
Pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, this amendment (this Amendment) amends and supplements the Schedule 13D filed with the United States Securities and Exchange Commission on November 13, 2013 (the Original 13D and, together with this Amendment, the Schedule 13D). The Original 13D was filed by Weyerhaeuser Company, a Washington corporation. Capitalized terms used in this Amendment but not otherwise defined herein have the meanings set forth in the Original 13D.
ITEM 2. | IDENTITY AND BACKGROUND |
Item 2(c) of the Original 13D is hereby amended and supplemented by adding the following at the end thereof:
Following the consummation of the Merger, Schedule A hereto, which is incorporated herein by reference, has been updated.
ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION |
Item 3 of the Original 13D is hereby amended and supplemented by adding the following at the end thereof:
On July 7, 2014, Merger Sub merged with and into WRECO, with WRECO surviving the Merger and becoming a wholly owned subsidiary of the Issuer. Upon the consummation of the Merger, the Voting Agreements automatically terminated pursuant to their terms and are of no further force or effect. By reason of the termination of the Voting Agreements, Weyerhaeuser no longer may be deemed to be the beneficial owner of the Subject Shares.
ITEM 4. | PURPOSE OF TRANSACTION |
Items 4(a) and (b) of the Original 13D are hereby amended and supplemented by adding the following at the end thereof:
On July 7, 2014, Merger Sub merged with and into WRECO, with WRECO surviving the Merger and becoming a wholly owned subsidiary of the Issuer. Upon the consummation of the Merger, the Voting Agreements automatically terminated pursuant to their terms and are of no further force or effect. By reason of the termination of the Voting Agreements, Weyerhaeuser no longer may be deemed to be the beneficial owner of the Subject Shares.
Item 4(c) of the Original 13D is hereby amended and replaced in its entirety with the following:
Upon the consummation of the Merger, pursuant to the terms of the Transaction Agreement, the size of the Board of Directors of the Issuer (the Board) increased from seven to nine directors. Weyerhaeuser selected Daniel S. Fulton, Lawrence B. Burrows, Constance B. Moore and Kristin F. Gannon to join the Board.
ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER |
Items 5(a), (b) and (e) of the Original 13D are hereby amended and supplemented by adding the following at the end thereof:
On July 7, 2014, Merger Sub merged with and into WRECO, with WRECO surviving the Merger and becoming a wholly owned subsidiary of the Issuer. Upon the consummation of the Merger, the Voting Agreements automatically terminated pursuant to their terms and are of no further force or effect. By reason of the termination of the Voting Agreements, Weyerhaeuser no longer may be deemed to be the beneficial owner of the Subject Shares.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
WEYERHAEUSER COMPANY, | ||||
by | /s/ Devin W. Stockfish | |||
Name: | Devin W. Stockfish | |||
Title: | Senior Vice President, General Counsel and Corporate Secretary |
Dated: July 14, 2014
SCHEDULE A
The following is a list of the directors and executive officers of Weyerhaeuser, setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted for each such person. Except as indicated below, all directors and officers listed below are citizens of the United States.
Board of Directors of Weyerhaeuser
Name |
Position |
Present Principal Occupation | ||
Charles R. Williamson | Chairman of the Board | Retired Executive Vice President, Chevron Corporation | ||
Doyle R. Simons | Director | President and Chief Executive Officer, Weyerhaeuser Company | ||
Debra A. Cafaro | Director | Chairman and Chief Executive Officer, Ventas, Inc. | ||
Mark A. Emmert | Director | President, National Collegiate Athletic Association | ||
John I. Kieckhefer | Director | President, Kieckhefer Associates Inc. | ||
Wayne W. Murdy | Director | Retired Chairman and Chief Executive Officer, Newmont Mining Corporation | ||
Nicole W. Piasecki | Director | Vice President and General Manager of the Propulsion Systems Division, Boeing Commercial Airplanes. | ||
Richard H. Sinkfield | Director | Senior Partner, Rogers & Hardin LLP | ||
D. Michael Steuert | Director | Retired Senior Vice President and Chief Financial Officer, Fluor Corporation | ||
Kim Williams | Director | Retired Senior Vice President, Wellington Management Company LLP |
The business address of each director of Weyerhaeuser is 33663 Weyerhaeuser Way South, Federal Way, Washington 98063.
Executive Officers of Weyerhaeuser
Name |
Position and Present Principal Occupation | |
Doyle R. Simons | President and Chief Executive Officer | |
Patricia M. Bedient | Executive Vice President and Chief Financial Officer | |
Adrian M. Blocker | Senior Vice President, Lumber | |
Srinivasan Chandrasekaran | Senior Vice President, Cellulose Fibers | |
Denise M. Merle | Senior Vice President, Human Resources | |
Devin W. Stockfish | Senior Vice President, General Counsel and Corporate Secretary | |
Catherine I. Slater | Senior Vice President, Engineered Lumber Products and Distribution | |
Rhonda Hunter | Senior Vice President, Timberlands |
The business address of each executive officer of Weyerhaeuser is 33663 Weyerhaeuser Way South, Federal Way, Washington 98063.