Nuveen Core Equity Alpha Fund

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22003

Nuveen Core Equity Alpha Fund

(Exact name of registrant as specified in charter)

    333 West Wacker Drive, Chicago, Illinois 60606    

(Address of principal executive offices) (Zip code)

Gifford R. Zimmerman—Vice President and Secretary

    333 West Wacker Drive, Chicago, Illinois 60606    

(Name and address of agent for service)

Registrant’s telephone number, including area code:     312-917-7700    

Date of fiscal year end:       December 31      

Date of reporting period:  September 30, 2018  

Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

 


Item 1. Schedule of Investments

 

 


JCE
Nuveen Core Equity Alpha Fund
Portfolio of Investments    September 30, 2018
(Unaudited)
Shares   Description (1)       Value
    LONG-TERM INVESTMENTS – 98.4%        
    COMMON STOCKS – 98.4%        
    Aerospace & Defense – 7.0%        
16,900   Boeing Co/The       $6,285,110
10,500   Harris Corp       1,776,705
300   L3 Technologies Inc       63,786
12,800   Northrop Grumman Corp       4,062,336
14,300   Raytheon Co       2,955,238
4,100   Rockwell Collins Inc       575,927
10,800   Textron Inc       771,876
1,300   TransDigm Group Inc, (2)       483,990
    Total Aerospace & Defense       16,974,968
    Air Freight & Logistics – 0.6%        
15,000   CH Robinson Worldwide Inc       1,468,800
1,000   Expeditors International of Washington Inc       73,530
    Total Air Freight & Logistics       1,542,330
    Airlines – 0.4%        
10,900   United Continental Holdings Inc, (2)       970,754
    Auto Components – 0.1%        
2,700   Aptiv PLC       226,530
    Banks – 5.8%        
700   BB&T Corp       33,978
11,000   Citizens Financial Group Inc       424,270
21,300   Comerica Inc       1,921,260
86,700   Fifth Third Bancorp, (3)       2,420,664
55,500   Huntington Bancshares Inc/OH       828,060
12,900   KeyCorp       256,581
6,500   M&T Bank Corp       1,069,510
7,200   People's United Financial Inc       123,264
9,500   PNC Financial Services Group Inc/The       1,293,805
148,900   Regions Financial Corp, (3)       2,732,315
17,800   SunTrust Banks Inc       1,188,862
2,300   SVB Financial Group, (2)       714,909
23,200   Zions Bancorporation       1,163,480
    Total Banks       14,170,958
1


JCE Nuveen Core Equity Alpha Fund (continued)
  Portfolio of Investments September 30, 2018
  (Unaudited)
Shares   Description (1)       Value
    Beverages – 2.6%        
25,375   Brown-Forman Corp       $1,282,706
21,600   Constellation Brands Inc, Class A Shares       4,657,392
8,000   Monster Beverage Corp, (2)       466,240
400   PepsiCo Inc       44,720
    Total Beverages       6,451,058
    Biotechnology – 0.3%        
6,800   AbbVie Inc       643,144
    Building Products – 0.1%        
2,500   AO Smith Corp       133,425
    Capital Markets – 8.9%        
4,100   BlackRock Inc       1,932,453
15,600   Cboe Global Markets Inc       1,496,976
8,300   Charles Schwab Corp/The       407,945
21,300   CME Group Inc       3,625,473
24,500   E*TRADE Financial Corp       1,283,555
15,300   Moody's Corp       2,558,160
37,900   Morgan Stanley       1,765,003
5,000   MSCI Inc, Class A Shares       887,050
16,300   Nasdaq Inc       1,398,540
4,800   Northern Trust Corp       490,224
15,200   S&P Global Inc       2,969,928
25,500   T Rowe Price Group Inc       2,784,090
    Total Capital Markets       21,599,397
    Chemicals – 1.4%        
31,400   CF Industries Holdings Inc       1,709,416
11,400   Eastman Chemical Co       1,091,208
1,100   LyondellBasell Industries NV       112,761
16,900   Mosaic Co/The       548,912
    Total Chemicals       3,462,297
    Commercial Services & Supplies – 1.3%        
4,400   Cintas Corp       870,364
7,700   Copart Inc, (2)       396,781
25,900   Republic Services Inc, (3)       1,881,894
    Total Commercial Services & Supplies       3,149,039
    Communications Equipment – 0.7%        
3,900   Cisco Systems Inc       189,735
5,500   F5 Networks Inc, (2)       1,096,810
2,700   Motorola Solutions Inc       351,378
    Total Communications Equipment       1,637,923
2


Shares   Description (1)       Value
    Construction & Engineering – 0.2%        
6,900   Fluor Corp       $ 400,890
    Consumer Finance – 0.5%        
14,700   Discover Financial Services       1,123,815
    Containers & Packaging – 0.0%        
800   Avery Dennison Corp       86,680
    Diversified Telecommunication Services – 0.1%        
14,200   CenturyLink Inc       301,040
    Electric Utilities – 1.8%        
26,600   NextEra Energy Inc       4,458,160
    Electrical Equipment – 0.6%        
18,400   AMETEK Inc       1,455,808
    Electronic Equipment, Instruments & Components – 2.1%        
34,800   Amphenol Corp, Class A Shares       3,271,896
4,500   FLIR Systems Inc       276,615
18,500   TE Connectivity Ltd       1,626,705
    Total Electronic Equipment, Instruments & Components       5,175,216
    Energy Equipment & Services – 0.9%        
14,400   Baker Hughes a GE Co       487,152
13,100   Helmerich & Payne Inc       900,887
14,600   National Oilwell Varco Inc       628,968
2,400   TechnipFMC PLC       75,000
    Total Energy Equipment & Services       2,092,007
    Equity Real Estate Investment Trust – 2.9%        
10,000   American Tower Corp       1,453,000
3,900   Apartment Investment & Management Company, Class A       172,107
1,200   Crown Castle International Corp       133,596
10,600   Duke Realty Corp       300,722
500   Equity Residential       33,130
16,900   Extra Space Storage Inc.       1,464,216
11,200   Host Hotels & Resorts Inc.       236,320
1,500   Mid-America Apartment Communities Inc.       150,270
37,500   Prologis Inc, (3)       2,542,125
600   Public Storage, Inc.       120,978
1,500   SBA Communications Corp, (2)       240,945
3,600   UDR Inc.       145,548
3,400   Weyerhaeuser Co       109,718
    Total Equity Real Estate Investment Trust       7,102,675
3


JCE Nuveen Core Equity Alpha Fund (continued)
  Portfolio of Investments September 30, 2018
  (Unaudited)
Shares   Description (1)       Value
    Food & Staples Retailing – 0.3%        
2,000   Costco Wholesale Corp       $469,760
2,300   Sysco Corp       168,475
    Total Food & Staples Retailing       638,235
    Food Products – 0.3%        
4,000   Archer-Daniels-Midland Co       201,080
2,400   Conagra Brands Inc       81,528
3,100   Hormel Foods Corp       122,140
7,100   Tyson Foods Inc, Class A Shares       422,663
    Total Food Products       827,411
    Health Care Equipment & Supplies – 7.9%        
10,000   Abbott Laboratories       733,600
3,300   ABIOMED Inc, (2)       1,484,175
9,700   Align Technology Inc, (2)       3,794,834
34,300   Baxter International Inc, (3)       2,644,187
6,600   Boston Scientific Corp, (2)       254,100
9,000   Edwards Lifesciences Corp, (2)       1,566,900
4,600   IDEXX Laboratories Inc, (2)       1,148,436
12,200   Intuitive Surgical Inc, (2)       7,002,800
4,600   ResMed Inc       530,564
600   Stryker Corp       106,608
400   Varian Medical Systems Inc, (2)       44,772
    Total Health Care Equipment & Supplies       19,310,976
    Health Care Providers & Services – 2.5%        
1,400   Anthem Inc       383,670
16,600   Centene Corp, (2)       2,403,348
600   Cigna Corp       124,950
7,400   Envision Healthcare Corp, (2)       338,402
18,200   HCA Inc       2,531,984
700   Henry Schein Inc, (2)       59,521
400   Humana Inc       135,408
300   Laboratory Corp of America Holdings, (2)       52,104
1,400   Quest Diagnostics Inc       151,074
    Total Health Care Providers & Services       6,180,461
    Hotels, Restaurants & Leisure – 2.7%        
21,400   Hilton Worldwide Holdings Inc       1,728,692
23,000   Marriott International Inc/MD       3,036,690
4,700   McDonald's Corp       786,263
7,600   Wynn Resorts Ltd       965,656
    Total Hotels, Restaurants & Leisure       6,517,301
4


Shares   Description (1)       Value
    Household Durables – 0.3%        
17,100   DR Horton Inc, (3)       $ 721,278
    Independent Power & Renewable Electricity Producers – 0.9%        
36,100   AES Corp/VA       505,400
42,400   NRG Energy Inc       1,585,760
    Total Independent Power & Renewable Electricity Producers       2,091,160
    Industrial Conglomerates – 0.2%        
2,300   3M Co       484,633
    Insurance – 2.6%        
14,600   Aflac Inc       687,222
17,800   Allstate Corp/The       1,756,860
55,200   Progressive Corp/The, (3)       3,921,408
    Total Insurance       6,365,490
    Internet & Direct Marketing Retail – 1.6%        
900   Expedia Group Inc       117,432
9,800   Netflix Inc, (2)       3,666,474
2,200   TripAdvisor Inc, (2)       112,354
    Total Internet & Direct Marketing Retail       3,896,260
    Internet Software & Services – 0.1%        
4,300   Twitter Inc, (2)       122,378
    IT Services – 7.0%        
5,100   Accenture PLC       868,020
17,300   Akamai Technologies Inc, (2)       1,265,495
4,900   Automatic Data Processing Inc       738,234
6,600   Broadridge Financial Solutions Inc       870,870
3,700   Fidelity National Information Services Inc       403,559
6,500   Fiserv Inc, (2)       535,470
1,600   Gartner Inc, (2)       253,600
1,600   Global Payments Inc       203,840
19,000   Mastercard Inc       4,229,590
15,000   Paychex Inc       1,104,750
29,400   PayPal Holdings Inc, (2)       2,582,496
20,200   Total System Services Inc       1,994,548
13,200   VeriSign Inc, (2)       2,113,584
    Total IT Services       17,164,056
    Life Sciences Tools & Services – 0.1%        
400   Illumina Inc, (2)       146,824
400   Waters Corp, (2)       77,872
    Total Life Sciences Tools & Services       224,696
5


JCE Nuveen Core Equity Alpha Fund (continued)
  Portfolio of Investments September 30, 2018
  (Unaudited)
Shares   Description (1)       Value
    Machinery – 2.4%        
10,800   Caterpillar Inc       $1,646,892
16,700   Deere & Co       2,510,511
700   Illinois Tool Works Inc       98,784
20,700   Xylem Inc/NY       1,653,309
    Total Machinery       5,909,496
    Media – 1.1%        
17,700   Discovery Inc, (2)       523,566
8,800   Discovery Inc, Class A, (2)       281,600
7,700   Interpublic Group of Cos Inc/The       176,099
64,600   News Corp, Class A Shares, (3)       852,074
14,400   Twenty-First Century Fox Inc       659,808
5,100   Twenty-First Century Fox Inc, Class A Shares       236,283
    Total Media       2,729,430
    Metals & Mining – 0.9%        
164,100   Freeport-McMoRan Inc, (3)       2,284,272
    Multiline Retail – 2.2%        
10,300   Dollar General Corp       1,125,790
25,700   Dollar Tree Inc, (2)       2,095,835
14,600   Kohl's Corp       1,088,430
20,600   Macy's Inc       715,438
2,800   Nordstrom Inc       167,468
2,100   Target Corp       185,241
    Total Multiline Retail       5,378,202
    Multi-Utilities – 0.4%        
17,400   Public Service Enterprise Group Inc       918,546
    Oil, Gas & Consumable Fuels – 4.7%        
16,900   Anadarko Petroleum Corp       1,139,229
1,700   Andeavor       260,950
7,400   ConocoPhillips       572,760
1,100   Devon Energy Corp       43,934
17,600   Hess Corp       1,259,808
12,300   HollyFrontier Corp       859,770
28,600   Marathon Oil Corp       665,808
15,200   Marathon Petroleum Corp       1,215,544
5,100   Newfield Exploration Co, (2)       147,033
12,800   Noble Energy Inc       399,232
6,200   Occidental Petroleum Corp       509,454
8,500   ONEOK Inc       576,215
5,600   Phillips 66       631,232
6


Shares   Description (1)       Value
    Oil, Gas & Consumable Fuels (continued)        
3,300   Pioneer Natural Resources Co       $574,827
24,000   Valero Energy Corp       2,730,000
    Total Oil, Gas & Consumable Fuels       11,585,796
    Personal Products – 1.4%        
24,100   Estee Lauder Companies Inc, Class A Shares       3,502,212
    Pharmaceuticals – 1.1%        
29,000   Zoetis Inc       2,655,240
    Professional Services – 0.9%        
1,200   Equifax Inc       156,684
5,800   IHS Markit Ltd, (2)       312,968
13,600   Robert Half International Inc       957,168
5,600   Verisk Analytics Inc, Class A Shares, (2)       675,080
    Total Professional Services       2,101,900
    Real Estate Management & Development – 0.7%        
41,000   CBRE Group Inc, (2)       1,808,100
    Road & Rail – 1.5%        
34,100   CSX Corp, (3)       2,525,105
9,600   JB Hunt Transport Services Inc       1,141,824
    Total Road & Rail       3,666,929
    Semiconductors & Semiconductor Equipment – 2.7%        
10,600   Advanced Micro Devices Inc, (2)       327,434
1,300   Analog Devices Inc       120,198
85,900   Micron Technology Inc, (2)       3,885,257
3,200   NVIDIA Corp       899,264
12,100   Texas Instruments Inc       1,298,209
    Total Semiconductors & Semiconductor Equipment       6,530,362
    Software – 4.6%        
4,900   Activision Blizzard Inc       407,631
3,900   Adobe Systems Inc, (2)       1,052,805
5,400   ANSYS Inc, (2)       1,008,072
2,400   Autodesk Inc, (2)       374,664
3,300   CA Inc       145,695
6,300   Citrix Systems Inc       700,308
600   Electronic Arts Inc, (2)       72,294
6,700   Intuit Inc       1,523,580
1,500   Microsoft Corp       171,555
22,500   Red Hat Inc, (2)       3,066,300
17,600   Salesforce.com Inc, (2)       2,798,928
    Total Software       11,321,832
7


JCE Nuveen Core Equity Alpha Fund (continued)
  Portfolio of Investments September 30, 2018
  (Unaudited)
Shares   Description (1)       Value
    Specialty Retail – 2.1%        
900   Advance Auto Parts Inc.       $151,497
2,600   AutoZone Inc, (2)       2,016,820
9,500   Best Buy Co Inc       753,920
8,800   Foot Locker Inc.       448,624
2,100   Ross Stores Inc       208,110
4,000   Tiffany & Co       515,880
4,000   TJX Cos Inc/The       448,080
1,800   Tractor Supply Co       163,584
1,500   Ulta Beauty Inc, (2)       423,180
    Total Specialty Retail       5,129,695
    Technology Hardware, Storage & Peripherals – 1.9%        
4,300   Apple Inc       970,682
30,800   Hewlett Packard Enterprise Co       502,348
13,700   NetApp Inc       1,176,693
44,200   Seagate Technology PLC       2,092,870
    Total Technology Hardware, Storage & Peripherals       4,742,593
    Textiles, Apparel & Luxury Goods – 2.9%        
13,600   Michael Kors Holdings Ltd, (2)       932,416
5,000   NIKE Inc       423,600
2,800   PVH Corp       404,320
4,400   Ralph Lauren Corp       605,220
31,800   Tapestry Inc       1,598,586
19,600   Under Armour Inc, Class A Shares, (2)       415,912
19,900   Under Armour Inc, Class C Shares, (2)       387,254
25,300   VF Corp       2,364,285
    Total Textiles, Apparel & Luxury Goods       7,131,593
    Trading Companies & Distributors – 2.1%        
32,000   Fastenal Co       1,856,640
9,300   United Rentals Inc, (2)       1,521,480
5,000   WW Grainger Inc       1,787,050
    Total Trading Companies & Distributors       5,165,170
 
    Total Long-Term Investments (cost $204,421,503)       240,263,817
    
8


Principal Amount (000)   Description (1) Coupon Maturity Ratings (4) Value
    SHORT-TERM INVESTMENTS – 3.5%        
    REPURCHASE AGREEMENTS – 2.5%        
$ 6,096   Repurchase Agreement with Fixed Income Clearing Corporation, dated 9/28/18, repurchase price $6,096,769, collateralized by $5,760,000 U.S. Treasury Bonds, 3.625%, due 2/15/44, value $6,224,867 1.050%   N/A $ 6,096,236
    U.S. GOVERNMENT AND AGENCY OBLIGATIONS  –  1.0%        
2,500   U.S. Treasury Bills, (3) 0.000% 1/17/19 F1+ 2,483,594
    Total Short-Term Investments (cost $8,580,411)       8,579,830
    Total Investments (cost $213,001,914) – 101.9%       248,843,647
    Other Assets Less Liabilities – (1.9)% (5)       (4,669,185)
    Net Assets – 100%       $ 244,174,462
Investments in Derivatives
Futures Contracts  
Description Contract
Position
Number of
Contracts
Expiration
Date
Notional
Amount
Value Unrealized
Appreciation
(Depreciation)
Variation
Margin
Receivable/
(Payable)
S&P 500 E-Mini Long 30 12/18 $4,344,441 $4,378,500 $34,059 $(1,350)
    
Options Written  
Description (6) Type Number of
Contracts
Notional
Amount (7)
Exercise
Price
Expiration
Date
Value
RUSSELL 2000® Index Call (250) $(43,500,000) $1,740 10/19/18 $(85,000)
Total Options Written (premiums received $210,491)   (250) $(43,500,000)     $(85,000)
Fair Value Measurements
Fair value is defined as the price that would be received upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. A three-tier hierarchy is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1  –     Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2  –     Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
Level 3  –     Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).
9


JCE Nuveen Core Equity Alpha Fund (continued)
  Portfolio of Investments September 30, 2018
  (Unaudited)
The inputs or methodologies used for valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
  Level 1 Level 2 Level 3 Total
Long-Term Investments:        
Common Stocks $240,263,817 $  — $ — $240,263,817
Short-Term Investments:        
Repurchase Agreements  — 6,096,236  — 6,096,236
U.S. Government and Agency Obligations  — 2,483,594  — 2,483,594
Investments in Derivatives:        
Futures Contracts* 34,059  —  — 34,059
Options Written (85,000)  —  — (85,000)
Total $240,212,876 $8,579,830 $ — $248,792,706
    
* Represents net unrealized appreciation (depreciation).
Income Tax Information
The following information is presented on an income tax basis. Differences between amounts for financial statement and federal income tax purposes are primarily due to timing differences in recognizing certain gains and losses on investment transactions and the recognition of unrealized gain or loss for tax (mark-to-market) on futures contracts and certain options contracts. To the extent that differences arise that are permanent in nature, such amounts are reclassified within the capital accounts on the Statement of Assets and Liabilities presented in the annual report, based on their federal tax basis treatment; temporary differences do not require reclassification. Temporary and permanent differences do not impact the net asset value of the Fund.
The tables below present below present the cost and unrealized appreciation (depreciation) of the Fund's investment portfolio, as determined on a federal income tax basis, as of September 30, 2018.
For purposes of this disclosure, derivative tax cost is generally the sum of any upfront fees or premiums exchanged and any amounts unrealized for income statement reporting but realized in income and/or capital gains for tax reporting. If a particular derivative category does not disclose any tax unrealized appreciation or depreciation, the change in value of those derivatives have generally been fully realized for tax purposes.
Tax cost of investments $213,001,953
Gross unrealized:  
Appreciation $ 40,023,837
Depreciation (4,182,143)
Net unrealized appreciation (depreciation) of investments $ 35,841,694
    
Tax cost of futures contracts $34,059
Net unrealized appreciation (depreciation) of futures contracts  —
    
Tax cost of options written $(85,000)
Net unrealized appreciation (depreciation) on option written  —
10


  For Fund portfolio compliance purposes, the Fund’s industry classifications refer to any one or more of the industry sub-classifications used by one or more widely recognized market indexes or ratings group indexes, and/or as defined by Fund management. This definition may not apply for purposes of this report, which may combine industry sub-classifications into sectors for reporting ease.  
(1) All percentages shown in the Portfolio of Investments are based on net assets.  
(2) Non-income producing; issuer has not declared a dividend within the past twelve months.  
(3) Investment, or portion of investment, has been pledged to collateralized the net payment obligations for investments in derivatives.  
(4) For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies.  
(5) Other assets less liabilities includes the unrealized appreciation (depreciation) of certain over-the-counter (“OTC”) derivatives as well as the OTC cleared and exchange-traded derivatives, when applicable.  
(6) Exchange-traded, unless otherwise noted.  
(7) For disclosure purposes, Notional Amount is calculated by multiplying the Number of Contracts by the Strike Price by 100.  
S&P Standard & Poor's  
11


Item 2. Controls and Procedures.

 

  a.

The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).

 

  b.

There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 3. Exhibits.

File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: EX-99 CERT Attached hereto.

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)    Nuveen Core Equity Alpha Fund   
By (Signature and Title)    /s/ Gifford R. Zimmerman                                                        
   Gifford R. Zimmerman   
   Vice President and Secretary   

Date: November 29, 2018

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By (Signature and Title)    /s/ Cedric H. Antosiewicz                                                         
   Cedric H. Antosiewicz   
   Chief Administrative Officer (principal executive officer)   
Date: November 29, 2018      
By (Signature and Title)    /s/ Stephen D. Foy                                                                    
   Stephen D. Foy   
   Vice President and Controller (principal financial officer)   
Date: November 29, 2018