|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 28.27 | 03/31/2014 | M | 2,688 | 02/14/2009(1) | 02/14/2018 | Common Stock | 2,688 | $ 28.27 | 0 | D | ||||
NQ - Stock Option (Right to Buy) | $ 32.995 | 03/31/2014 | M | 2,600 | 02/15/2012(2) | 02/15/2017 | Common Stock | 2,600 | $ 32.995 | 2,400 | D | ||||
NQ - Stock Option (Right to Buy) | $ 27.425 | 03/31/2014 | M | 3,500 | 02/17/2014(3) | 02/17/2021 | Common Stock | 3,500 | $ 27.425 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SEKSAY EDWARD H 288 UNION STREET ROCKLAND, MA 02370 |
General Counsel |
Linda M. Campion, Power of Attorney for Edward H. Seksay | 04/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted under the Independent Bank Corp. 2005 Employee Stock Plan ("2005 Plan"). Options vest in equal installments of 2,000 shares over a five-year period beginning on February 14, 2009 and thereafter on each successive anniversary date (2/14/10 - 2/14/13), subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. |
(2) | Granted under the 2005 Plan. Options vest in equal installments of 1,000 shares over a five-year period beginning on February 15, 2008 and thereafter on each successive anniversary date (2/15/09 - 2/15/12), subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. |
(3) | Granted under the 2005 Plan. Options vest in three installments as follows: l,l67 shares vest on February 17, 2012; l,l67 shares vest on February 17, 2013; and, l,l66 shares vest on February l7, 2014, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. |