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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 18.11 | 06/13/2014 | M | 63,000 | 03/31/2013(5) | 12/01/2016 | Common Stock | 63,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 16.58 | 06/13/2014 | M | 36,654 | 02/15/2013(6) | 09/07/2017 | Common Stock | 36,654 | $ 0 | 33,218 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jain Vivek 160 RIO ROBLES SAN JOSE, CA 95134 |
SENIOR VP |
BY MARK CASPER FOR VIVEK JAIN | 06/16/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 828 shares of Common Stock acquired under an Employee Stock Purchase Plan on May 23, 2014. |
(2) | The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.9 to $35.15, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(3) | The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.9 to $35.14, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(4) | The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.14 to $35.18, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(5) | The Non-qualified stock option award was granted on December 1, 2009 for a term expiring on December 1, 2016. The award vest upon the reporting person's completion of service in a series of four (4) successive quarterly installments starting on March 31, 2013. |
(6) | The Non-qualified stock option award was granted on September 7, 2010 for a term expiring on September 7, 2017. The award vest upon the reporting person's completion of service in a series of eight (8) successive quarterly installments starting on February 15, 2013. |