UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (1) | 06/22/2025 | Common Stock | 14,830 | $ 5.25 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 06/22/2025 | Common Stock | 8,000 | $ 5.25 | D | Â |
Restricted Stock Unit Award | 11/14/2017(3) | 11/14/2017 | Common Stock | 1,521 | $ 0 (4) | D | Â |
Restricted Stock Unit Award | Â (5) | 04/01/2017 | Common Stock | 7,615 | $ 0 (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mowbray Stacey 675 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10010 |
 |  |  President, Americas |  |
/s/ Stephanie Delavale, as Attorney-In-Fact for Stacey Mowbray | 03/14/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Non-qualified stock options granted on June 22, 2015 will vest on the following schedule: 25% on June 22, 2016; 25% on June 22, 2017; and 50% on June 22, 2018. |
(2) | Non-qualified stock options granted on June 22, 2015 will vest on the following schedule: one-third on June 22, 2016; one-third on June 22, 2017; and one-third on June 22, 2018. |
(3) | Restricted Stock Units granted on November 14, 2014 will vest 100% on the third-year anniversary of the grant date. |
(4) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock. |
(5) | Restricted Stock Units granted on June 15, 2015 will vest on the following schedule: 50% on April 1, 2016; and 50% on April 1, 2017. |
 Remarks: See attached EX-24 Power of Attorney of Stacey Mowbray. |