UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | Â (1) | 06/01/2025 | Common Stock | 30,000 | $ 4.6 | D | Â |
Restricted Stock Unit | Â (2) | Â (2) | Common Stock | 36,945 | $ 0 | D | Â |
Restricted Stock Unit | Â (2) | Â (2) | Common Stock | 8,210 | $ 0 | D | Â |
Restricted Stock Unit | Â (3) | Â (3) | Common Stock | 14,493 | $ 0 | D | Â |
Restricted Stock Unit | Â (4) | Â (4) | Common Stock | 29,528 | $ 0 | D | Â |
Restricted Stock Unit | Â (5) | Â (5) | Common Stock | 20,000 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KAHN VALERIE C/O VONAGE HOLDINGS CORP. 23 MAIN STREET HOLMDEL, NJ 07733 |
 |  |  SVP Business Development |  |
/s/ Valerie Kahn | 02/26/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option, representing a right to purchase a total of 30,000 shares, vests in equal annual installments on the first through fourth anniversaries of June 1, 2015. |
(2) | The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017. |
(3) | The restricted stock unit vests as to 7,246 shares on May 2, 2018 and as to 7,247 shares on May 2, 2019. |
(4) | The restricted stock unit vests as to 14,764 shares on each of March 15, 2018 and March 15, 2019. |
(5) | The restricted stock unit vests on June 1, 2018. |