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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 12.15 (5) | 10/28/2013 | 10/28/2019 | Common Stock | 3,468 (6) | 3,468 | D | ||||||||
Stock Options | $ 14.19 (7) | 03/01/2015 | 03/01/2021 | Common Stock | 10,404 (8) | 10,404 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EVANS BRIAN ONE PARK PLACE, SUITE 700 621 NW 53RD STREET BOCA RATON, FL 33487 |
SVP, Chief Financial Officer |
/s/John J. Bulfin, as Attorney-in-Fact for Brian R. Evans | 03/05/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount of shares reflects the forfeiture of 839 shares of restricted stock based on the results of the performance based metrics of the restricted stock during the period from January 1, 2015 to December 31, 2017. |
(2) | The amount of shares has been adjusted to reflect the March 1, 2018 vesting of 17,911 shares of restricted stock. |
(3) | On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of (i) 18,663 additional shares common stock and (ii) 27,500 additional shares of restricted stock. |
(4) | These shares were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. |
(5) | On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2 resulting in the reporting person's stock option price being reduced by $6.08. |
(6) | On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of 1,156 additional stock options. |
(7) | On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2 resulting in the reporting person's stock option price being reduced by $7.10. |
(8) | On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of 3,468 additional stock options. |