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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (6) | 12/06/2018 | J(7) | 401,833 | (6) | (6) | Class A Common Stock | 401,833 | $ 57.5 | 763,807 | I (2) (3) | By trusts | |||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 5,643 | 5,643 | I (8) | By spouse | |||||||
Class B Common Stock | (6) | (6) | (6) | Class A Common Stock | 197,645 | 197,645 | I (3) (9) | By trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sweeney Brian 20 AUDREY AVENUE OYSTER BAY, NY 11771 |
X | Trustee of Member of 13D Group | ||
DOLAN-SWEENEY DEBORAH A C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13D Group |
/s/ Brian G. Sweeney | 12/10/2018 | |
**Signature of Reporting Person | Date | |
/s/ Brian G. Sweeney, as Attorney-in-Fact for Deborah A. Dolan-Sweeney | 12/10/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift. |
(2) | Reflects securities held by trusts for which Brian G. Sweeney serves as co-trustee. |
(3) | The reporting persons disclaim beneficial ownership of these securities and this report shall not be deemed to be an admission that they are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities. |
(4) | Securities held directly by Brian G. Sweeney, Deborah A. Dolan-Sweeney's spouse. Ms. Dolan-Sweeney disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Sweeney and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(5) | Reflects securities held in trusts for which Brian G. Sweeney serves as co-trustee. |
(6) | AMC Networks Inc. Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") of the Issuer. |
(7) | Receipt of shares upon withdrawal of shares pursuant to substitution of assets provision of trust of which Mr. Sweeney is not a trustee. |
(8) | Securities held directly by Deborah A. Dolan-Sweeney, Brian G. Sweeney's spouse. Mr. Sweeney disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by his spouse and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(9) | Brian G. Sweeney is the trustee of the Deborah A. Dolan-Sweeney 2012 Descendants Trust. |