UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jarnagin Joel 1811 AKSARBEN DRIVE OMAHA, NE 68106 |
 |  |  EVP and GM Green Plains Cattle |  |
/s/ Joel Jarnagin | 08/17/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Securities beneficially owned include the following. (1) 5,568 total shares granted on February 12, 2016, with one-third of the total shares vesting on each of the following three anniversaries of the grant, less shares disposed for tax withholdings related to vestings occurring on February 12, 2017 and February 12, 2018. (2) 6,379 total shares granted on March 2, 2017, with one-third of the total shares vesting on each of the following three anniversaries of the grant, less shares disposed for tax withholdings related to vesting occuring on March 2, 2018. (3) 4,132 total shares granted on March 19, 2018, with one-third of the total shares vesting on each of the following three anniversaries of the grant. (4) 2,755 total shares granted on March 19, 2018, with all shares cliff vesting on the third anniversary of the grant. |