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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cunningham Ralph Sandy Jr 2951 MARINA BAY DRIVE STE 130-369 LEAGUE CITY, TX 77573 |
X | |||
Williams Paul L Jr 2951 MARINA BAY DRIVE STE 130-369 LEAGUE CITY, TX 77573 |
X | |||
Driftwood Resources, LLC 2951 MARINA BAY DRIVE STE 130-369 LEAGUE CITY, TX 77573 |
X | |||
Safari Adventure Productions (SAP) 3200 SOUTHWEST FREEWAY SUITE 2300 HOUSTON, TX 77027 |
X | |||
Minx Brook 3200 SOUTHWEST FREEWAY SUITE 2300 HOUSTON, TX 77027 |
X |
/s/ Ralph Sandy Cunningham Jr. | 04/29/2015 | |
**Signature of Reporting Person | Date | |
/s/ Paul L. Williams Jr. | 04/29/2015 | |
**Signature of Reporting Person | Date | |
/s/ Driftwood Resources, LLC By: Sandy Cunningham Its: President | 04/29/2015 | |
**Signature of Reporting Person | Date | |
/s/ Safari Adventure Productions, Inc. By: Brook Minx Its: President | 04/29/2015 | |
**Signature of Reporting Person | Date | |
/s/ Brook Minx | 04/29/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposition of Eagle Ford Oil & Gas common stock held by Valor Interest Partners, L.L.C. and Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value. |
(2) | Disposition of Eagle Ford Oil & Gas common stock held by Valor Interest Partners, L.L.C. and Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value. |
(3) | Disposition of Eagle Ford Oil & Gas common stock held by Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value. |
(4) | Disposition of Eagle Ford Oil & Gas common stock held by Driftwood Resources, L.L.C. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value. |
(5) | Disposition of Eagle Ford Oil & Gas common stock held by Safari Adventure Productions, Inc. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value. |
(6) | Disposition of Eagle Ford Oil & Gas common stock held by Safari Adventure Productions, Inc. in equity swap with Johannes Petrus Roux of Global Smart Capital, LTD. Value of consideration for shares disposed has an indeterminent value. |