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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 01/01/2018 | M | 6,310 | (4) | 01/01/2018 | Common Stock | 6,310 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Woestemeyer Ronald F 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
X | X |
Damian Olthoff, attorney-in-fact for Ronald F. Woestemeyer | 01/03/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price represents the price of PROS Holdings, Inc. common stock at the close of market on December 29, 2017, the previous business day before the vest date of January 1, 2018. |
(2) | Includes: (i) 796,144 shares held by Ronald F. Woestemeyer and Mariette Woestemeyer; (ii) 950,000 shares held by the Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee; (iii) 603,548 shares held by the RMW-R 2007 Trust LLC; (iv) 419,351 shares held by the RMW 2007 ILIT LLC; (v) 690,619 shares held in the RMW-M 2007 Trust LLC; (vi) 800,000 shares held in RAMOKA LLC; (vii) 226,522 shares held in the RMW 2012 Dynasty Trust LLC; (iix) 236,266 shares held in the RMW 2012 Legacy Trust LLC; and (ix) 131,934 shares held in a joint account over which Mr. and Mrs. Woestemeyer have control. |
(3) | Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock. |
(4) | Includes 6,310 restricted stock units awarded on January 3, 2017 which fully vested on January 1, 2018. |