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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 10/26/2017 | A | 2,174 | (2) | (2) | Common Stock | 2,174 | $ 0 | 2,174 | D | ||||
Stock Options (Right to buy) | $ 125.05 | 10/26/2017 | A | 11,982 | (2) | 08/09/2024 | Common Stock | 11,982 | $ 0 | 11,982 | D | ||||
Stock Options (Right to buy) | $ 125.05 | 10/26/2017 | A | 15,976 | (3) | 08/09/2024 | Common Stock | 15,976 | $ 0 | 15,976 | D | ||||
Restricted Stock Units | (1) | (4) | (4) | Common Stock | 1,500 | 1,500 | D | ||||||||
Restricted Stock Units | (1) | (5) | (5) | Common Stock | 2,287 | 2,287 | D | ||||||||
Stock Option (Right to Buy) | $ 108.49 | (6) | 08/07/2022 | Common Stock | 12,500 | 12,500 | D | ||||||||
Stock Option (Right to Buy) | $ 108.49 | (4) | 08/07/2022 | Common Stock | 9,375 | 9,375 | D | ||||||||
Stock Option (Right to Buy) | $ 94.35 | (7) | 08/12/2021 | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Options (Right to buy) | $ 106.59 | (8) | 08/18/2023 | Common Stock | 18,819 | 18,819 | D | ||||||||
Stock Options (Right to buy) | $ 106.59 | (5) | 08/18/2023 | Common Stock | 14,114 | 14,114 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Eansor Norman David 8100 SOUTHPARK WAY, A-8 LITTLETON, CO 80120 |
SVP - Novus Biologicals |
/s/ Brenda S. Furlow, attorney in fact for David N. Eansor pursuant to Power of Attorney filed here with | 10/30/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. |
(2) | Vests in full or in part on 8/9/2020 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
(3) | Vest 3,994 shares on each 8/9/2018, 8/9/2019, 8/9/2020, 8/9/2021 |
(4) | Vests in full or in part on 8/7/18 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
(5) | Vests in full or in part on 8/18/19 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
(6) | 3,125 shares vest on each of 8/7/16, 8/7/17, 8/7/18 and 8/7/19. |
(7) | 3,750 shares vest on each of 8/12/15, 8/12/16, 8/12/17 and 8/12/18. |
(8) | Vests 4,705 shares on 8/18/17, 8/18/18, and 8/18/19 and 4,704 shares on 8/18/20. |