Exhibit
No. 1
|
Total
Voting Rights dated 1 September 2017
|
Exhibit
No. 2
|
Publication
of Final Terms dated 7 September 2017
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 13 September 2017
|
Exhibit
No. 4
|
Additional
Listing dated 15 September 2017
|
Exhibit
No. 5
|
Director/PDMR
Shareholding dated 19 September 2017
|
Exhibit
No. 6
|
Director/PDMR
Shareholding dated 25 September 2017
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Investor Relations
|
Media Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura
Lester
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Person
Closely Associated with Matthew Lester, a Non-executive Director of
Barclays PLC
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Purchase
of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
1.9227
|
10,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2017-09-13
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Our
Registrar, Equiniti:
0371
384 2055
+44
(0)121 415 7004
Lines are open 8.30am to 5.30pm UK time, Mondays to Fridays,
excluding Public Holidays in England and Wales.
|
Barclays
Investor Relations
Kathryn
McLeland
+44
(0)20 7116 4943
|
Barclays
Media Relations
Tom
Hoskin
+44
(0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mike
Ashley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
('Shares')
GB0031348658
|
|
b)
|
Nature of the transaction
|
By
participating in the Programme the receipt of Shares, credited as
fully paid, in place of a cash dividend for an interim dividend for
the year ending 31 December 2017.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£2.0103
|
156
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2017-09-18
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
2,990
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar
Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
7,444
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
189
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
4,721
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
689
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael
Roemer
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Head of Compliance
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
952
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tim
Throsby
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
President,
Barclays InternationalCEO, Corporate and Investment
Bank
|
||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
||
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.8754
|
246
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
||
e)
|
Date of
the transaction
|
2017-09-22
|
||
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
||
|
|
|
||
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Ashok
Vaswani
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
CEO,
Barclays UK
|
||
b)
|
Initial
notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|||
a)
|
Name
|
Barclays
PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
||
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
||
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.8754
|
2,322
|
|||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
||
e)
|
Date of
the transaction
|
2017-09-22
|
||
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by the
trustee of the Barclays Group Share Incentive Plan.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8875
|
31
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p
each
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Reinvestment
of an interim dividend for the year ending 31 December 2017 by
Barclays Global Nominee Limited, an independent
nominee.
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.8754
|
214
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2017-09-22
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44
(0)20 7116 4943
|
+44
(0)20 7116 4755
|