1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock
(2)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
208.76
|
$
(3)
|
D
|
Â
|
Stock Appreciation Rights
|
04/20/2010(4)
|
04/20/2020 |
Common Stock
|
16,154
|
$
14.8
|
D
|
Â
|
Stock Appreciation Rights
|
04/19/2011(4)
|
04/19/2021 |
Common Stock
|
19,048
|
$
13.36
|
D
|
Â
|
Stock Appreciation Rights
|
04/17/2012(4)
|
04/17/2022 |
Common Stock
|
23,641
|
$
14.36
|
D
|
Â
|
Stock Appreciation Rights
|
04/16/2013(4)
|
04/16/2023 |
Common Stock
|
32,895
|
$
16.15
|
D
|
Â
|
Stock Appreciation Rights
|
04/15/2014(4)
|
04/15/2024 |
Common Stock
|
11,485
|
$
21.63
|
D
|
Â
|
Stock Appreciation Rights
|
04/14/2015(4)
|
04/14/2025 |
Common Stock
|
9,945
|
$
19.01
|
D
|
Â
|
Stock Appreciation Rights
|
04/19/2016(4)
|
04/19/2026 |
Common Stock
|
17,045
|
$
18.11
|
D
|
Â
|
Stock Appreciation Rights
|
02/03/2017(4)
|
02/03/2027 |
Common Stock
|
14,035
|
$
26.52
|
D
|
Â
|
Stock Appreciation Rights
|
01/29/2018(5)
|
01/29/2028 |
Common Stock
|
7,282
|
$
33.17
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 28,583 shares of restricted stock subject to vesting granted pursuant to Fifth Third Bancorp Incentive Compensation Plan and 778.69 shares held under the FIfth Third Bancorp Employee Stock Purchase Plan. |
(2) |
Acquired pursuant to the Fifth Third Bancorp's Non-Qualified Defined Compensation Plan. |
(3) |
The units of phantom stock are the economic equivalent of Fifth Third Bancorp common stock and are settled in cash after termination of employment. |
(4) |
Indicates grant date. Stock appreciation rights are exercisable in fourths beginning on the first anniversary of the grant date with one-fourth of the total grant vesting annually over a four-year period. |
(5) |
Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period. |