UNITED STATES

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

 

 

 

 

FORM U-9C-3

 

 

 

 

 

QUARTERLY REPORT PURSUANT TO RULE 58

For the Quarterly Period Ended December 31, 2002

 

 

 

 

 

 

 

 

 

 

 

 

ENTERGY CORPORATION

(a Delaware corporation)

639 Loyola Avenue

New Orleans, Louisiana 70113

Telephone (504) 576-4000

__________________________________________________________________

(Name of registered holding company and address of principal executive offices)

 

ITEM 1 - ORGANIZATION CHART

N/A for the fourth calendar quarter of the fiscal year.

ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS


Company
 issuing security

Type of security issued

Principal amount of security


Issue or renewal

Cost of capital

Person to whom security was issued

Collateral given with security

Consideration received for each security

Entergy Nuclear Environmental Services LLC (ENES)

Member Interest

N/A

N/A

N/A

Entergy Nuclear, Inc. (ENI)

N/A

N/A

SOURCEONE, INC. (SOURCEONE)

184,332 Shares of Series A Preferred Stock

N/A

Issue

N/A

Entergy Ventures Holding Company, Inc. (EVHCI)

N/A

$2.17 per share ($400,000 in the aggregate)

SOURCEONE

Warrants (to receive 460,832 Shares of Series A Preferred Stock)

N/A

Issue

N/A

EVHCI

N/A

$0.10 per warrant ($46,083 in the aggregate)

Company contributing capital

Company receiving capital

Amount of capital contribution

Entergy Retail Holding Company

Entergy Solutions Ltd. (ESLTD)

$ 6,435,000
     

Entergy Retail Holding Company

Entergy Solutions Supply Ltd. (ESSLT)

$ 5,672,700
     

Entergy Retail Texas, Inc.

ESLTD

$ 65,000
     

Entergy Retail Texas, Inc.

ESSLT

$ 57,300
     

Entergy PTB Holding Company

Entergy Solutions Select Ltd. (ESOLS)

$ 3,168,000
     

Entergy Select LLC

ESOLS

$ 32,000
     

 

ITEM 3 - ASSOCIATE TRANSACTIONS

Part I - Transactions Performed by Reporting Companies on Behalf of Associate Companies

Reporting company rendering services

Associate company receiving services

Types of services rendered


Direct costs charged

Indirect costs charged


Cost of capital

Total amount billed
             

ESSLT

ESLTD

Energy supply acquisition services

$ 147,754

$ -0-

N/A

$ 147,754
             

ESSLT

ESOLS

Same as above

$ 320,672

$ -0-

N/A

$ 320,672
             

Entergy-Koch Trading, LP (EKTLP)

EMO Marketing, LP (EWOM)

Energy commodity marketing services

$ 843,591

$ -0-

N/A

$ 843,591
             

Part II - Transactions Performed by Associate Companies on Behalf of Reporting Companies

Associate company rendering services

Reporting company receiving services

Types of services rendered

Direct costs charged

Indirect costs charged


Cost of capital


Total amount billed

           

Entergy Enterprises, Inc.

(EEI)

Entergy Thermal-UNO, LLC (Entergy Thermal-UNO)

Professional services and back office support

$ 121

$ -0-

N/A

$ 121
             

EEI

Entergy Holdings, Inc. (EHI)

Same as above

$ 82,046

$ -0-

N/A

$ 82,046
             

EEI

Entergy Thermal, LLC (Entergy Thermal)

Same as above

$ 320,573

$ -0-

N/A

$ 320,573
             

EEI

Entergy Business Solutions, LLC (EBS)

Same as above

$ 356,314

$ -0-

N/A

$ 356,314
             

EEI

ESOLS

Same as above

$1,726,250

$ -0-

N/A

$ 1,726,250

Part II - Transactions Performed by Associate Companies on Behalf of Reporting Companies - Continued

Associate company rendering services

Reporting company receiving services



Types of services rendered


Direct costs charged

Indirect costs charged


Cost of capital

Total amount billed
             

EEI

Entergy Solutions Essentials LTD. (ESELE)

Same as above

$ 4,828

$ -0-

N/A

$ 4,828
             

EEI

ESSLT

Same as above

$ 335

$ -0-

N/A

$ 335
             

EEI

ESLTD

Same as above

$ 741,394

$ -0-

N/A

$ 741,394
             

EEI

Entergy Power RS Corporation (EPRS)

Same as above

$ 193,957

$ -0-

N/A

$ 193,957
             

EEI

EWOM

Same as above

$ 96,580

$ -0-

N/A

$ 96,580
             

EEI

TLG Services, Inc. (TLG)

Same as above

$ 135,393

$ -0-

N/A

$ 135,393
             

Entergy Solutions Management Services LLC (ESLMS)

ESLTD

Same as above

$ 529,772

$ -0-

N/A

$ 529,772
             

ESLMS

ESOLS

Same as above

$1,859,714

$ -0-

N/A

$1,859,714
             

Entergy Retail Texas, Inc.

ESOLS

Same as above

$ (1,217)

$ -0-

N/A

$ (1,217)
             

Entergy-Koch LP

EKTLP

Same as above

$1,210,033

$ -0-

N/A

$1,210,033
             

ENI

TLG

Technical services relating to nuclear decommissioning

$ 184,601

$ -0-

N/A

$ 184,601
             

Part II - Transactions Performed by Associate Companies on Behalf of Reporting Companies - Concluded

Associate company rendering services

Reporting company receiving services



Types of services rendered


Direct costs charged

Indirect costs charged


Cost of capital

Total amount billed
             

Entergy Nuclear Operations, Inc.

TLG

Same as above

$ 274,320

$ -0-

N/A

$ 274,320
             

ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
     

Investments in energy-related companies:

    

   Total consolidated capitalization as of December 31, 2002

$17,000,336,000

Line 1

   Total capitalization multiplied by 15% (line 1 multiplied by 0.15)

2,550,050,400

Line 2

   Greater of $50 million or line 2

2,550,050,400

Line 3
     

   Total current aggregate investment:

    

     Energy marketing and brokering (ESLTD, EKTLP, EWO GP LLC, 
       EWOM, ESOLS, ESELE, Tradespark, and ESSLT)

471,734,307

  

     Energy related technical and similar services (EHI, Entergy Thermal,
       EBS, Entergy Thermal - UNO, TLG, and ENES)

58,729,942

  

     Development and ownership of QFs (Entergy Power Holdings USA
       Corporation and EPRS)

234,362,500

  

     Ownership, operation, and servicing of fuel procurement,
        transportation, handling, and storage facilities (Entergy Nuclear
        PFS, Inc. and Private Fuel Storage LLC)

750,000

  

     Energy management services (SOURCEONE)

496,084

  

               Total current aggregate investment

766,072,833

Line 4
     

     Difference between the greater of $50 million or 15% of
     capitalization and the total aggregate investment of the registered
     holding company system (line 3 less line 4)


$1,783,977,567


Line 5
     

ITEM 5 - OTHER INVESTMENTS

Major line of energy-related business

Other investment in last U-9C-3 report

Other investment in this U-9C-3 report

Reason for difference in other investment

N/A

-0-

-0-

N/A

 

ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS

  1. Financial Statements

N/A for the fourth calendar quarter of the fiscal year.

B. Exhibits

    1. Certificate of filing of Form U-9C-3 for the 3rd Quarter of 2002 with interested state commissions and municipal regulator.

 

SIGNATURE

 

Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

Entergy Corporation

 

 
 

By:               /s/ Nathan E. Langston
 

Nathan E. Langston

Senior Vice President and Chief Accounting Officer
   
   

Dated: March 31, 2003