CUSIP No. 032420 101
|
SCHEDULE 13D/A | Page 2 of 7 |
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GlaxoSmithKline plc
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
England and Wales
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,771,374
|
|
8
|
SHARED VOTING POWER
-0-
|
||
9
|
SOLE DISPOSITIVE POWER
2,771,374
|
||
10
|
SHARED DISPOSITIVE POWER
-0-
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,771,374 shares of Common Stock (1)
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.8% of the shares of Common Stock (2)
|
||
14
|
TYPE OF REPORTING PERSON
CO
|
CUSIP No. 032420 101
|
SCHEDULE 13D/A | Page 3 of 7 |
CUSIP No. 032420 101
|
SCHEDULE 13D/A | Page 4 of 7 |
GLAXOSMITHKLINE PLC | |
/s/ Victoria A. Whyte | |
By: Victoria A. Whyte | |
Title: Company Secretary |
CUSIP No. 032420 101
|
SCHEDULE 13D/A | Page 5 of 7 |
Name
|
Business Address
|
Principal Occupation or Employment
|
Citizenship
|
|||
Board of Directors
|
||||||
Sir Andrew Witty
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Executive Officer
|
British
|
|||
Simon Dingemans
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Financial Officer
|
British
|
|||
Dr. Moncef Slaoui
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Executive Director
Chairman Global Research & Development and Vaccines
|
Moroccan, Belgian & US
|
|||
Sir Christopher Gent
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chairman and Company Director
|
British
|
|||
Professor Sir Roy Anderson
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
|||
Dr. Stephanie Burns
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
US
|
|||
Stacey Cartwright
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
|||
Sir Crispin Davis
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
|||
Judy Lewent
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
US
|
|||
Sir Deryck Maughan
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
CUSIP No. 032420 101
|
SCHEDULE 13D/A | Page 6 of 7 |
Name
|
Business Address
|
Principal Occupation or Employment
|
Citizenship
|
|||
Dr. Daniel Podolsky
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
US
|
|||
Tom de Swaan
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
Dutch
|
|||
Sir Robert Wilson
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
|||
Lynn Elsenhans
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
US
|
|||
Jing Ulrich
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
US
|
|||
Hans Wijers*
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director | Dutch | |||
*Appointment with effect from 1 April 2013 | ||||||
Corporate Executive Team
|
||||||
Sir Andrew Witty
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Executive Officer
|
British
|
|||
Simon Dingemans
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Executive Director and Chief Financial Officer
|
British
|
|||
Dr. Moncef Slaoui
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Executive Director
Chairman Global Research & Development and Vaccines
|
Moroccan, Belgian & US
|
|||
Simon Bicknell
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Senior Vice President, Governance, Ethics and Assurance
|
British
|
|||
Deirdre Connelly
|
1600 Vine Street,
Philadelphia, PA
19102
|
President, North America
Pharmaceuticals
|
US
|
CUSIP No. 032420 101
|
SCHEDULE 13D/A | Page 7 of 7 |
Name
|
Business Address
|
Principal Occupation or Employment
|
Citizenship
|
|||
Marc Dunoyer
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Head of Rare Diseases Unit and Chairman of GlaxoSmithKline Japan
|
French
|
|||
Abbas Hussain
|
150 Beach Road
22-00 Gateway West
189720
Singapore
|
President, Europe & Emerging Markets & Asia Pacific
|
British
|
|||
William Louv
|
Five Moore Drive
PO Box 13398
Research Triangle Park
North Carolina 27709
|
Senior Vice President, Core Business Services & Chief Information Officer
|
US
|
|||
David Redfern
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Strategy Officer
|
British
|
|||
Christophe Weber
|
Avenue Fleming, 20
B-1300 Wavre
Belgium
|
President, Vaccines
|
French
|
|||
Claire Thomas
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Senior Vice President,
Human Resources
|
British
|
|||
Philip Thomson
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Senior Vice President, Global Communications
|
British
|
|||
Daniel Troy
|
One Franklin Plaza
Philadelphia, PA
19102
|
Senior Vice President & General Counsel
|
US
|
|||
Dr. Patrick Vallance
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
President, Pharmaceuticals R&D
|
British
|
|||
Emma Walmsley
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
President, Consumer Healthcare Worldwide
|
British
|
|||
Roger Connor
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
President, Global Manufacturing & Supply
|
British
|