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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SULZBERGER ARTHUR JR THE NEW YORK TIMES COMPANY 229 WEST 43RD STREET NEW YORK, NY 10036 |
 X |  |  Chairman and Publisher |  |
/s/Theodore R. Wagner as Attorney-in-fact for Arthur Sulzberger, Jr. | 02/13/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 511 shares acquired in November 2003 under the New York Times Company Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c). |
(2) | The reporting person and his three siblings are the members of a limited liability company (the "LLC"). On September 30, 2003, the LLC entered into a limited partnership agreement with Mr. Arthur Ochs Sulzberger, to create a limited partnership (the "LP") with the LLC as the general partner and Mr. Sulzberger as the sole limited partner. Mr. Sulzberger transferred 321,840 shares to the LP as his capital contribution for his limited partnership interest in the LP. |
(3) | On December 11, 2003, the LP distributed 2,625 shares to the Arthur Ochs Sulzberger 2003 Charitable Lead Trust (the "Trust"), which had previously acquired from Mr. Sulzberger his limited partnership interest in the LP (see footnote (2)). The reporting person and his three siblings are the sole trustees and remaindermen of the Trust. |
(4) | On December 11, 2003, the Trust transferred 2,175 shares to unrelated charities as a gift. |
(5) | In addition, as previously reported, the reporting person owns 1,400,000 shares of Class A Common Stock indirectly by a trust. |