UNTY - 8K Results of Election


SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

__________________________________



FORM 8-K



CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934



April 29, 2016

Date of Report (Date of earliest event reported)

__________________________________

bancorp.jpg

UNITY BANCORP, INC.

(Exact Name of Registrant as Specified in its Charter)



New Jersey

(State or Other Jurisdiction of Incorporation)



1-12431

(Commission File Number)



22-3282551

(IRS Employer Identification No.)



64 Old Highway 22

Clinton, NJ 08809

(Address of Principal Executive Office)



(908) 730-7630

(Registrant's Telephone Number, Including Area Code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



o

Soliciting material pursuant to Rule 14a12 under the Exchange Act (17 CFR 240.14a-12)



o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




 

Item 5.07Submission of Matters to a Vote of Security Holders

 

Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, held its Annual Meeting of Shareholders on April 28, 2016.  A total of 7,648,972 of the Company's shares were present or represented by proxy at the meeting.  The Company's shareholders took the following actions:

 

 



Proposal 1: Election of Directors

 

The following four directors were nominated to serve for the terms set forth in the Company’s proxy statement.  Results of the election are as follows:







 

 

 

 

 

 



 

Number of Votes

Name

 

For

 

Withheld

 

Broker Non-vote

Mary E. Gross

 

5,919,097 

 

294,625 

 

1,435,250 

James A. Hughes

 

6,205,680 

 

8,042 

 

1,435,250 

Allen Tucker

 

6,181,710 

 

32,012 

 

1,435,250 

Aaron Tucker

 

6,184,534 

 

29,188 

 

1,435,250 





Proposal 2:  The Ratification of the Selection of RSM US LLP, as the Company's Independent External Auditors for the Year Ending December 31, 2016

 

The Audit Committee has appointed the firm of RSM US LLP, to act as our independent registered public accounting firm and to audit our consolidated financial statements for the fiscal year ending December 31, 2016.  This appointment will continue at the pleasure of the Audit Committee and was presented to the stockholders for ratification as a matter of good governance.  Results of the election are as follows:









 

 

 

 

 

 

Number of Votes

For

 

Against

 

Abstain

 

Broker Non-vote

7,639,088 

 

9,884 

 

 -

 

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 SIGNATURES





Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.







UNITY BANCORP, INC.

(Registrant)





Date: April 29, 2016

By: /s/     Alan J. Bedner     

Alan J. Bedner

EVP and Chief Financial Officer