UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Amendment No. 1
Under the Securities Exchange Act of 1934
Pogo Producing Company
----------------------
(Name of Issuer)
Common Stock, par value $1.00 per share
---------------------------------------
(Title of Class of Securities)
730448107
---------
(CUSIP Number)
Mark Rosenbaum
Goelet, LLC
425 Park Avenue
28th Floor
New York, New York 10022
Telephone: (212) 588-9555
---------------------------------------------------------------
(Name, Address and Telephone Number of Persons Authorized
to Receive Notices and Communications)
Copy to:
Peter J. Rooney, Esq.
Shearman & Sterling
599 Lexington Avenue
New York, New York 10022
Telephone: (212) 848-4000
September 21, 2001
---------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [__].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. Seess. 240.13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
2
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
3
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet for the
benefit of Beatrice G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
4
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated August 26, 1930 f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
5
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
6
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
7
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
Francis Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
8
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 18, 1931 f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
9
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated December 17, 1976 f/b/o
grandchildren of John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
10
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated July 27, 1935 f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
11
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under the Will of Robert Walton Goelet f/b/o
John Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Rhode Island
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
12
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
RGG Limited Partnership
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
13
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
John H. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
14
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Trustees of the Trust under Agreement dated September 4, 1980 f/b/o
Anne de La Haye Jousselin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of New York
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
15
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
16
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Amelia M. Berkowitz
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
17
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Pamela Manice
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
18
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert G. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
19
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Philip Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
20
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Christopher Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
21
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Gilbert Kerlin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
22
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Windward Oil & Gas Corporation
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
23
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Arthur N. Field
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
24
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra C. Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
25
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Henrietta Goelet
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America and United Kingdom
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
26
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edmond de La Haye Jousselin
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
France
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
27
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Robert S. Rich
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
United States of America
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
28
CUSIP No. 730448107
--------------------------------------------------------------------------------
1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Goelet, LLC
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)
OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Item 2(d) or 2(e). [ ]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization
State of Delaware
--------------------------------------------------------------------------------
7. Number of Sole Voting Power
Shares 0
8. Beneficially -----------------------------------------------
Owned Shared Voting Power
By 0
9. Each -----------------------------------------------
Reporting Sole Dispositive Power
Person 0
With -----------------------------------------------
10. Shared Dispositive Power
12,290,612
--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,290,612
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [__]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.9%
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
29
This Amendment No. 1 to Schedule 13D amends and supplements the
Schedule 13D (the "Schedule 13D") filed jointly by the parties named herein
with the Securities and Exchange Commission on March 26, 2001. Except as
specifically amended below, all other provisions of the Schedule 13D remain in
effect.
Item 2. Identity and Background
The paragraphs number 12 and 13 of Item 2 are hereby amended to read as
follows:
RGG Limited Partnership is a Delaware limited partnership. The general
partner of RGG Limited Partnership is Robert G. Goelet.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and restated to read as follows:
(a) In the aggregate, the Group beneficially owns 12,290,612 shares of
Pogo Common Stock, representing 22.9% of the outstanding Pogo Common Stock.
(b) The Registration Rights Agreement, dated March 14, 2001, among Pogo
and members of the Group (the "Registration Rights Agreement"), requires the
members of the Group to cooperate with respect to the disposition of their
shares on the public markets, therefore the members of the Group have shared
dispositive power with respect to all 12,290,612 shares and sole dispositive
power with respect to none of the shares. The Standstill and Voting Agreement
requires the group to vote their shares either (i) in accordance with the
recommendation of the board of directors of Pogo or (ii) in equal proportion to
the votes cast by Pogo shareholders that are not members of the Group.
Therefore, the members of the Group have sole voting power with respect to none
of the Shares and shared voting power with respect to none of the Shares.
Each member of the Group disclaims beneficial ownership of the Shares
not owned by either (i) such member, (ii) a trust of which such member is a
trustee, (iii) a limited partnership of which such member is a general partner
or (iv) a controlled affiliate of such member. Accordingly, (1) the Trust under
Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice disclaims
beneficial ownership of 11,718,934 Shares, (2) the Trust under Agreement dated
July 27, 1935 for the benefit of Beatrice G. Manice disclaims beneficial
ownership of 11,718,934 Shares, (3) the Trust under the Will of Robert Walton
Goelet for the benefit of Beatrice G. Manice disclaims beneficial ownership of
11,909,493 Shares, (4) the Trust under Agreement dated August 26, 1930 for the
benefit of Robert G. Goelet disclaims beneficial ownership of 10,512,058 Shares,
(5) the Trust under Agreement dated July 27, 1935 for the benefit of Robert G.
Goelet disclaims beneficial ownership of 11,718,934 Shares, (6) the Trust under
the Will of Robert Walton Goelet for the benefit of Robert G. Goelet disclaims
beneficial ownership of 11,718,934 Shares, (7) the Trust under Agreement dated
July 27, 1935 for the benefit of Francis Goelet disclaims beneficial ownership
of 11,718,934 Shares, (8) the Trust under Agreement dated December 18, 1931 for
the benefit of John Goelet disclaims beneficial ownership of 10,956,697 Shares,
(9) the Trust under Agreement dated December 17, 1976 for the benefit of
grandchildren of John Goelet disclaims beneficial ownership of 11,845,974
Shares, (10) the Trust under Agreement dated July 27, 1935 for the benefit of
John Goelet disclaims beneficial ownership of 11,718,934 Shares, (11) the Trust
under the Will of Robert Walton Goelet for the benefit of John Goelet disclaims
beneficial ownership of 11,814,214 Shares, (12) the Trust under Agreement dated
September 4, 1980 for the benefit of Anne de La Haye Jousselin disclaims
beneficial ownership of 12,207,857 Shares, (13) Robert G. Goelet disclaims
beneficial ownership of 5,173,598 Shares, (14) John H. Manice disclaims
beneficial ownership of 9,488,564 Shares, (15) Robert G. Manice disclaims
beneficial ownership of 12,252,500 Shares, (16) Amelia M. Berkowitz disclaims
beneficial ownership of 12,137,160 Shares, (17) Pamela Manice disclaims
beneficial ownership of 9,478,659 Shares, (18) Philip Goelet disclaims
beneficial ownership of 3,425,548 Shares, (19) Christopher Goelet disclaims
beneficial ownership of 9,737,979 Shares, (20) Gilbert Kerlin disclaims
beneficial ownership of 10,532,368 Shares, (21) Windward Oil & Gas Corporation
disclaims beneficial ownership of 12,027,917 Shares, (22) Arthur N. Field
disclaims beneficial ownership of 12,276,257 Shares, (23) Alexandra C. Goelet
disclaims beneficial ownership of 9,368,702 Shares, (24) Henrietta Goelet
disclaims beneficial ownership of 11,845,974 Shares, (25) Edmond de La Haye
Jousselin disclaims beneficial ownership of 3,600,927 Shares, (26) Robert S.
Rich disclaims beneficial ownership of 9,463,983 Shares, (27) RGG Limited
Partnership disclaims beneficial ownership of 11,513,051 Shares and (28) Goelet,
LLC disclaims beneficial ownership of all 12,290,612 Shares.
The Shares beneficially owned by Robert G. Manice include 8,451 Shares
held by him as custodian for his three minor children under the New York Uniform
Transfers to Minors Act.
(c) On September 21, 2001, Gilbert Kerlin transferred 325,204 Pogo
Common Stock to the Goldman Sachs 2001 Global Exchange Place Fund in exchange
for 78,510.11 units of the Goldman Sachs 2001 Global Exchange Place Fund. On
September 11, 2001, Robert G. Goelet, Alexandra Gardiner Goelet and Robert
Gardiner Goelet transferred all of their Pogo Common Stock to RGG Limited
Partnership in exchange for membership interests in the RGG Limited Partnership.
(d) None.
(e) On September 11, 2001, Alexandra Gardiner Goelet and Robert
Gardiner Goelet ceased to be the beneficial owners of more than five percent of
the Pogo Common Stock.
Item 7. Material to be Filed as Exhibits
Item 7 is hereby amended by adding the following at the end thereof:
6. First Amended and Restated Joint Filing Agreement, dated
October 9, 2001, as required by Rule 13d-1(k).
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: October 9, 2001 ROBERT G. GOELET
/s/ Robert S. Goelet*
-----------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935
f/b/o Beatrice G. Manice; (c)
the Trust u/w of Robert Walton
Goelet f/b/o Beatrice G. Manice;
(d) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (e) the Trust u/a dated
July 27, 1935 f/b/o Francis
Goelet; (f) the Trust u/a dated
December 18, 1931 f/b/o John
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o John Goelet;
(h) the Trust u/w of Robert
Walton Goelet f/b/o John Goelet;
and (i) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
JOHN H. MANICE
/s/ John H. Manice*
-----------------------------------
Individually, and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; and (c) the
Trust u/w of Robert Walton Goelet
f/b/o Beatrice G. Manice
ROBERT G. MANICE
/s/ Robert G. Manice*
------------------------------------
AMELIA M. BERKOWITZ
/s/ Amelia M. Berkowitz*
-----------------------------------
Individually and as Trustee of the
Trust u/a dated September 4, 1980,
as amended, f/b/o Anne de La Haye
Jousselin
PAMELA MANICE
/s/ Pamela Manice*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; and (c) the
Trust u/w of Robert Walton Goelet
f/b/o Beatrice G. Manice
RGG LIMITED PARTNERSHIP
/s/ Robert G. Goelet*
-----------------------------------
By: Robert G. Goelet
Its: General Partner
PHILIP GOELET
/s/ Philip Goelet*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated August 26, 1930
f/b/o Beatrice G. Manice; (b) the
Trust u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/a dated August 26, 1930 f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o Francis Goelet;
(h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; (j) the Trust u/w of
Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
CHRISTOPHER GOELET
/s/ Christopher Goelet*
-----------------------------------
Individually and as Trustee of (a)
the Trust u/a dated December 18,
1931 f/b/o John Goelet; (b) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; and (c) the Trust u/w
of Robert Walton Goelet f/b/o John
Goelet
GILBERT KERLIN
/s/ Gilbert Kerlin*
-----------------------------------
WINDWARD OIL & GAS CORPORATION
/s/ Gilbert Kerlin*
-----------------------------------
By: Gilbert Kerlin
Its: President
ARTHUR N. FIELD
/s/ Arthur N. Field*
-----------------------------------
HENRIETTA GOELET
/s/ Henrietta Goelet*
-----------------------------------
As Trustee of the Trust u/a dated
December 17, 1976
f/b/o grandchildren of John Goelet
ALEXANDRA C. GOELET
/s/ Alexandra C. Goelet*
-----------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o Robert
G. Goelet; (b) the Trust u/a dated
July 27, 1935 f/b/o Robert G.
Goelet; and (c) the Trust u/w
Robert Walton Goelet f/b/o Robert
G. Goelet
EDMOND DE LA HAYE JOUSSELIN
/s/ Edmond de La Haye Jousselin*
-----------------------------------
As Trustee of (a) the Trust u/a
dated August 26, 1930 f/b/o
Beatrice G. Manice; (b) the Trust
u/a dated July 27, 1935 f/b/o
Beatrice G. Manice; (c) the Trust
u/w of Robert Walton Goelet f/b/o
Beatrice G. Manice; (d) the Trust
u/a dated August 26, 1930 f/b/o
Robert G. Goelet; (e) the Trust u/a
dated July 27, 1935 f/b/o Robert G.
Goelet; (f) the Trust u/w of Robert
Walton Goelet f/b/o Robert G.
Goelet; (g) the Trust u/a dated
July 27, 1935 f/b/o Francis Goelet;
(h) the Trust u/a dated December
18, 1931 f/b/o John Goelet; (i) the
Trust u/a dated July 27, 1935 f/b/o
John Goelet; (j) the Trust u/w of
Robert Walton Goelet f/b/o John
Goelet; and (k) the Trust u/a dated
September 4, 1980, as amended,
f/b/o Anne de La Haye Jousselin
ROBERT S. RICH
/s/ Robert S. Rich*
-----------------------------------
As Trustee of (a) the Trust u/a
dated December 18, 1931 f/b/o John
Goelet; (b) the Trust u/a dated
July 27, 1935 f/b/o John Goelet;
(c) the Trust u/w of Robert Walton
Goelet f/b/o John Goelet; and (d)
the Trust u/a dated December 17,
1976 f/b/o grandchildren of John
Goelet
GOELET, LLC
/s/ Robert W. Kiley
-----------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
-----------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer
*GOELET, LLC
Attorney-in-fact
/s/ Robert W. Kiley
-----------------------------------
By: Robert W. Kiley
Its: President and Chief
Operating Officer
/s/ Mark Rosenbaum
-----------------------------------
By: Mark Rosenbaum
Its: Chief Financial Officer
and Treasurer