OMB APPROVAL
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OMB Number: | 3235-0415 | |
Expires: |
February 28, 2009
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Estimated average burden | ||
hours per response
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10.4
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Lyondellbasell Industries N. V.
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(Name of Issuer)
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Class A ordinary shares, par value €0.04 per share
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(Title of Class of Securities)
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N53745100
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(CUSIP Number)
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October 14, 2010
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(Date of Event which Requires Filing of this Statement)
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o | Rule 13d-1(b) | |
x | Rule 13d-1(c) | |
o | Rule 13d-1(d) |
CUSIP No. N53745100 |
13G
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1
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NAME OF REPORTING PERSONS
The Royal Bank of Scotland N.V.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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o
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(b)
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o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: The Netherlands Registered: The Netherlands
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NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
45,000,373
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
45,000,373
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,000,373
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.67%
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12
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TYPE OF REPORTING PERSON
CO
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CUSIP No. N53745100 |
13G
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1
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NAME OF REPORTING PERSONS
RBS Holdings N.V.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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o
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(b)
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o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: The Netherlands Registered: The Netherlands
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NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
45,000,373
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
45,000,373
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,000,373
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.67%
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12
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TYPE OF REPORTING PERSON
HC, CO
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CUSIP No. N53745100 |
13G
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1
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NAME OF REPORTING PERSONS
RFS Holdings B.V.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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o
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(b)
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o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: The Netherlands Registered: The Netherlands
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NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
45,000,373
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
45,000,373
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,000,373
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.67%
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12
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TYPE OF REPORTING PERSON
HC, CO
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CUSIP No. N53745100 |
13G
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1
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NAME OF REPORTING PERSONS
The Royal Bank of Scotland plc
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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o
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(b)
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o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: United Kingdom Registered: Scotland
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NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
479,070
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
479,070
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
479,070
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.14%
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12
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TYPE OF REPORTING PERSON
CO
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CUSIP No. N53745100 |
13G
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1
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NAME OF REPORTING PERSONS
The Royal Bank of Scotland Group plc
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a)
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o
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(b)
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o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Country of Origin: United Kingdom Registered: Scotland
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NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
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6
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SHARED VOTING POWER
45,479,443
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7
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SOLE DISPOSITIVE POWER
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8
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SHARED DISPOSITIVE POWER
45,479,443
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,479,443
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.80%
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12
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TYPE OF REPORTING PERSON
HC, CO
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Item 1(a).
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Name of Issuer:
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Item 1(b).
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Address of Issuer’s Principal Executive Offices:
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Item 2(a).
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Name of Person Filing:
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Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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Item 2(c).
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Citizenship:
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Item 2(d).
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Title of Class of Securities:
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Item 2(e).
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CUSIP Number:
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Item 3.
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If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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(a)
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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o |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o |
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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None of the above.
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: RBS N.V. is the record owner of 45,000,373 shares of the Issuer (the “Record Shares”) as of October 14, 2010. As RBSH holds 100% of the shares of RBS N.V., RBSH may be deemed to own, beneficially, the Record Shares. As RFS holds 100% of the shares of RBSH, RFS may be deemed to own, beneficially the Record Shares. As RBSG owns 38.28% of the shares of RFS, RBSG may be deemed to own, beneficially, the Record Shares. RBS is the record owner of 479,070 shares of the Issuer (the “Record Shares”) as of October 14, 2010. RBSG holds 100% of the shares of RBS, RBSG may be deemed to own, beneficially, the Record Shares.
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(b)
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Percent of class: See Line 11 of cover sheets. The percentages set forth on the cover sheets are calculated based on 348,901,309 of Class A ordinary shares reported to be outstanding in Lyondellbasell Industries N.V.’s public disclosures.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote: See Line 5 of cover sheets
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(ii)
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Shared power to vote or to direct the vote: See Line 6 of cover sheets.
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(iii)
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Sole power to dispose or to direct the disposition of: See Line 7 of cover sheets.
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(iv)
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Shared power to dispose or to direct the disposition of: See Line 8 of cover sheets.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certifications.
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THE ROYAL BANK OF SCOTLAND GROUP plc, THE ROYAL BANK OF SCOTLAND plc, RFS HOLDINGS B.V., RBS HOLDINGS N.V. and THE ROYAL BANK OF SCOTLAND N.V.
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By:
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/s/ Richard Hopkins
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Name:
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Richard Hopkins
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Title:
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Manager, Share Aggregation & Reporting
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THE ROYAL BANK OF SCOTLAND GROUP plc, THE ROYAL BANK OF SCOTLAND plc, RFS HOLDINGS B.V., RBS HOLDING N.V. and THE ROYAL BANK OF SCOTLAND N.V.
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By:
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/s/ Richard Hopkins
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Name:
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Richard Hopkins
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Title:
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Manager, Share Aggregation & Reporting
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