þ | Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
o | Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
Delaware | 41-1724239 | |
(State or other jurisdiction | (I.R.S. Employer | |
of incorporation or organization) | Identification No.) | |
211 Carnegie Center, Princeton, New Jersey | 08540 | |
(Address of principal executive offices) | (Zip Code) |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o | Smaller reporting company o | |||
(Do not check if a smaller reporting company) |
ITEM 6 EXHIBITS |
3 | |||
SIGNATURES |
5 | |||
EXHIBIT INDEX |
6 | |||
EX-101 INSTANCE DOCUMENT |
||||
EX-101 SCHEMA DOCUMENT |
||||
EX-101 CALCULATION LINKBASE DOCUMENT |
||||
EX-101 LABELS LINKBASE DOCUMENT |
||||
EX-101 PRESENTATION LINKBASE DOCUMENT |
||||
EX-101 DEFINITION LINKBASE DOCUMENT |
2
Exhibits | ||
4.1
|
Twenty-Eighth Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.2
|
Twenty-Ninth Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.3
|
Thirtieth Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.4
|
Thirty-First Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.5
|
Thirty-Second Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
4.6
|
Thirty-Third Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
4.7
|
Thirty-Fourth Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
4.8
|
Thirty-Fifth Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
10.1
|
Chief Financial Officer Compensation Table for 2010. (3) | |
10.2
|
2009 Executive Change-in-Control and General Severance Plan. (3) | |
10.3*
|
Investment and Option Agreement by and among Nuclear Innovation North America LLC, Nuclear Innovation North America Investments Holdings LLC and TEPCO Nuclear Energy America LLC, dated as of May 10, 2010. (5) | |
10.4*
|
Parent Company Agreement by and among NRG Energy, Inc., Nuclear Innovation North America LLC, TEPCO and TEPCO Nuclear Energy America LLC, dated as of May 10, 2010. (5) | |
10.5
|
Third Amended and Restated Credit Agreement, dated as of June 30, 2010. (4) | |
10.6(a)
|
Letter of Credit and Reimbursement Agreement, dated as of June 30, 2010. (4) | |
10.6(b)
|
Letter of Credit and Reimbursement Agreement, dated as of June 30, 2010. (4) | |
31.1
|
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5) | |
31.2
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5) | |
31.3
|
Certification of Chief Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5) | |
32
|
Certification of Chief Executive Officer, Chief Financial Officer and Chief Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350. (5) | |
101.INS
|
XBRL Instance Document |
3
Exhibits | ||
101.SCH
|
XBRL Taxonomy Extension Schema | |
101.CAL
|
XBRL Taxonomy Extension Calculation Linkbase | |
101.DEF
|
XBRL Taxonomy Extension Definition Linkbase | |
101.LAB
|
XBRL Taxonomy Extension Label Linkbase | |
101.PRE
|
XBRL Taxonomy Extension Presentation Linkbase |
(1) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on April 21, 2010. | |
(2) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on June 29, 2010. | |
(3) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on April 1, 2010. | |
(4) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on July 1, 2010. | |
(5) | Previously filed with Form 10-Q on August 2, 2010. | |
* | Portions of this exhibit have been redacted and are subject to a confidential treatment request filed with the Securities and Exchange Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended. |
4
NRG ENERGY, INC. (Registrant) |
||||
/s/ CHRISTIAN S. SCHADE | ||||
Christian S. Schade | ||||
Date: August 13, 2010 | Chief Financial Officer (Principal Financial Officer) |
|||
5
Exhibits | ||
4.1
|
Twenty-Eighth Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.2
|
Twenty-Ninth Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.3
|
Thirtieth Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.4
|
Thirty-First Supplemental Indenture, dated as of April 16, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (1) | |
4.5
|
Thirty-Second Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
4.6
|
Thirty-Third Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
4.7
|
Thirty-Fourth Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
4.8
|
Thirty-Fifth Supplemental Indenture, dated as of June 23, 2010, among NRG Energy, Inc., the existing guarantors named therein, the guaranteeing subsidiaries named therein and Law Debenture Trust Company of New York. (2) | |
10.1
|
Chief Financial Officer Compensation Table for 2010. (3) | |
10.2
|
2009 Executive Change-in-Control and General Severance Plan. (3) | |
10.3*
|
Investment and Option Agreement by and among Nuclear Innovation North America LLC, Nuclear Innovation North America Investments Holdings LLC and TEPCO Nuclear Energy America LLC, dated as of May 10, 2010. (5) | |
10.4*
|
Parent Company Agreement by and among NRG Energy, Inc., Nuclear Innovation North America LLC, TEPCO and TEPCO Nuclear Energy America LLC, dated as of May 10, 2010. (5) | |
10.5
|
Third Amended and Restated Credit Agreement, dated as of June 30, 2010. (4) | |
10.6(a)
|
Letter of Credit and Reimbursement Agreement, dated as of June 30, 2010. (4) | |
10.6(b)
|
Letter of Credit and Reimbursement Agreement, dated as of June 30, 2010. (4) | |
31.1
|
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5) | |
31.2
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5) | |
31.3
|
Certification of Chief Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (5) | |
32
|
Certification of Chief Executive Officer, Chief Financial Officer and Chief Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350. (5) | |
101.INS
|
XBRL Instance Document | |
101.SCH
|
XBRL Taxonomy Extension Schema | |
101.CAL
|
XBRL Taxonomy Extension Calculation Linkbase | |
101.DEF
|
XBRL Taxonomy Extension Definition Linkbase | |
101.LAB
|
XBRL Taxonomy Extension Label Linkbase | |
101.PRE
|
XBRL Taxonomy Extension Presentation Linkbase |
(1) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on April 21, 2010. | |
(2) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on June 29, 2010. | |
(3) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on April 1, 2010. | |
(4) | Incorporated herein by reference to NRG Energy, Inc.s current report on Form 8-K filed on July 1, 2010. | |
(5) | Previously filed with Form 10-Q on August 2, 2010. | |
* | Portions of this exhibit have been redacted and are subject to a confidential treatment request filed with the Securities and Exchange Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended. |
6