UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 1, 2011
Northfield Bancorp, Inc.
(Exact name of registrant as specified in its charter)
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| United States
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1-33732
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42-1572539 |
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| (State or other jurisdiction
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(Commission File No.)
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(I.R.S. Employer |
| of incorporation)
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Identification No.) |
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| 1410 St. Georges Avenue, Avenel, New Jersey
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07001 |
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| (Address of principal executive offices)
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(Zip code) |
Registrant’s telephone number, including area code: (732) 499-7200
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4 (c))
TABLE OF CONTENTS
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| Item 5.02 |
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Departure of Directors or Certain Officers; Election of Directors; Appointment
of Certain Officers; Compensatory Arrangements of Certain Officers |
On July 1, 2011, Northfield Bank entered into amended and restated employment
agreements with its Chief Operating Officer, Steven M. Klein, and its Executive Vice
President and Chief Lending Officer, Kenneth J. Doherty. Pursuant to the review provided
for in each agreement, the agreements were extended for an additional year so that the term
of the agreements remains three years. The amendments to Mr. Klein’s and Mr. Doherty’s
contracts also expand the reasons that Northfield may elect to provide the executives with
lump sum cash payments equal to the value of certain health and welfare benefits that the
executives are entitled to under the contracts. Mr. Klein’s amended and restated agreement
also includes an increase in his base salary compensation to recognize his promotion to
Chief Operating Officer. These amended and restated agreements are filed as exhibits to
this Current Report on Form 8-K.
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| Item 9.01 |
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Financial Statements and Exhibits. |
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(a) |
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Not Applicable. |
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(b) |
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Not Applicable. |
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(c) |
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Not Applicable. |
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(d) |
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Exhibits. |
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| Exhibit No. |
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Exhibit |
10.1
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Employment Agreement with Steven M. Klein, dated July 1, 2011 |
10.2
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Employment Agreement with Kenneth J. Doherty, dated July 1, 2011 |
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