SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
| |
|
|
Date of report (Date of earliest event reported)
|
|
November 23, 2005 (November 18, 2005) |
|
|
|
PHOENIX FOOTWEAR GROUP, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
| |
|
|
| 001-31309
|
|
15-0327010 |
| |
| (Commission File Number)
|
|
(IRS Employer Identification No.) |
| |
| 5759 Fleet Street, Suite 220, Carlsbad, California
|
|
920088 |
| |
| (Address of Principal Executive Offices)
|
|
(Zip Code) |
(760) 602-9688
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
INFORMATION TO BE INCLUDED IN THE REPORT
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On November 23, 2005, Phoenix Footwear Group, Inc. (the “Company”) issued a press release announcing the Company’s receipt of a warning letter from the staff of the American
Stock Exchange (the “AMEX”) advising the Company of its failure to comply with the continued
listing standard described in Section 301 of the AMEX Company Guide, which provides that a listed
company is not permitted to issue, or authorize its transfer agent or registrar to issue or
register, additional securities of a listed class until it has filed an application for the listing
of such additional securities and received notification from the AMEX that the securities have been
approved for listing. Attached hereto as Exhibit 99.1 is the press release issued by the Company,
which is incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
| |
|
|
99.1
|
|
Press Release issued November 23, 2005 |