e144
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
     
ATTENTION:
  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.

OMB APPROVAL  
 
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Expires: December 31, 2006
   
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hours per response ..... 4.47
   
 
SEC USE ONLY
 
DOCUMENT SEQUENCE NO.
 
   
 
CUSIP NUMBER
   
 
   
 
WORK LOCATION

   


                     
                     
 
1(a) NAME OF ISSUER (Please type or print)
    (b) IRS IDENT. NO.     (c) S.E.C. FILE NO.      
 
 
                 
 
TD Ameritrade Holding Corporation
    82-0543156     000-49992      
                                                 
 
1(d) ADDRESS OF ISSUER
    STREET     CITY     STATE     ZIP CODE     (e) TELEPHONE NO.  
 
 
                                AREA CODE     NUMBER  
 
4211 South 102nd St.
          Omaha     NE       68127         402       331-7856  
                                                       
 
2(a) NAME OF PERSON
FOR WHOSE ACCOUNT THE
SECURITIES ARE TO BE SOLD
   
(b) SOCIAL SECURITY NO. OR IRS IDENT. NO.
   
(c) RELATIONSHIP TO
ISSUER
    (d) ADDRESS     STREET     CITY     STATE     ZIP CODE  
 
 
                                                   
 
Joseph H. Moglia
    124-36-8763     Officer     4211 South 102nd St., Omaha, NE 68127    
                                               
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
                                               
 
  3(a)     (b)     SEC USE ONLY     (c)     (d)     (e)     (f)     (g)  
  Title of the                 Number of Shares     Aggregate     Number of Shares     Approximate     Name of Each  
  Class of     Name and Address of Each Broker Through           or Other Units     Market     or Other Units     Date of Sale     Securities  
  Securities     Whom the Securities are to be Offered or Each     Broker-Dealer     To Be Sold     Value     Outstanding     (See Instr. 3(f))     Exchange  
  To Be Sold     Market Maker who is Acquiring the Securities     File Number     (See Instr. 3(c))     (See Instr. 3(d))     (See Instr. 3(e))     (MO. DAY YR.)     (See Instr. 3(g))  
 

Common Stock
    Ameritrade, Inc.
1005 North Ameritrade Place
Bellevue, NE 68005
         
4,131,681
    $80,195,928

(as of April 24, 2006)
    604,481,120

(as of April 21, 2006)
   
4/26/06
   
NASDAQ,   
NSX, ARCA
 
 
INSTRUCTIONS:
         
1.
  (a)   Name of issuer
 
  (b)   Issuer’s I.R.S. Identification Number
 
  (c)   Issuer’s S.E.C. file number, if any
 
  (d)   Issuer’s address, including zip code
 
  (e)   Issuer’s telephone number, including area code
 
       
2.
  (a)   Name of person for whose account the securities are to be sold
 
  (b)   Such person’s Social Security or I.R.S. identification number
 
  (c)   Such person’s relationship to the Issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
 
  (d)   Such person’s address, including zip code
 
       
3.
  (a)   Title of the class of securities to be sold
 
  (b)   Name and address of each broker through whom the securities are intended to be sold
 
  (c)   Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
  (d)   Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
  (e)   Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the Issuer
 
  (f)   Approximate date on which the securities are to be sold
 
  (g)   Name of each securities exchange, if any, on which the securities are intended to be sold

 


 

TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
                                         
 
  Title of     Date you           Name of Person from Whom Acquired     Amount of     Date of        
  the Class     Acquired     Nature of Acquisition Transaction     (If gift, also give date donor acquired)     Securities Acquired     Payment     Nature of Payment  
  Common Stock     (1)     Exercise of stock options pursuant to issuer’s 1996 Long Term Incentive Plan and 2001 Stock Option Plan     TD Ameritrade Holding Corporation     3,991,681     (1)     (1)  
                                               
 
Common Stock
   
7/26/02
   
Private sale
   
Estate of Dan Gude
   
140,000
   
(2)
   
(2)
 
 
     
INSTRUCTIONS: 1.
  If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
                             
 
                    Amount of        
  Name and Address of Seller     Title of Securities Sold     Date of Sale     Securities Sold     Gross Proceeds  
 
None
                         
 
REMARKS:
  (1)   Cashless exercise, with aggregate exercise price of the options netted from the proceeds received from the sale of common stock at the time of the sale.
 
  (2)   The purchase price was paid by the Moglia Family Trust in cash and from margin borrowings, which were repaid in full in March 2004.
     
INSTRUCTIONS:   ATTENTION:
 
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
  The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
     
4/25/04   /s/ Joseph H. Moglia
 
 
 
                                DATE OF NOTICE                                                   (SIGNATURE)
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)